FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20210301E00110
1.
Date of relevant event
:
26/02/2021
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
26/02/2021
(dd/mm/yyyy)
3.
Stock code
:
09616
4.
Name of listed corporation
:
Neusoft Education Technology Co. Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
666,667,200
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Liu
(
Other names
)
Jiren
10.
Name of director (Chinese)
:
劉積仁
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1113
The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2501
Other (you must describe the capacity in the Supplementary Information box)
2501
Other (you must describe the capacity in the Supplementary Information box)
23,200
HKD
4.9900
4.9814
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
492,089,800
73.81
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
492,113,000
73.82
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
398,998,000
2501
Other (you must describe the capacity in the Supplementary Information box)
Long position
93,115,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Kang Ruidao Education First Investment Limited
Jayla Place,Wickhams Cay I,Road Town,Tortola,British Virgin Islands (BVI)
Liu Jiren
100.00
N
Long position
150,245,000
Kang Ruidao International Investment Inc.
Jayla Place,Wickhams Cay I,Road Town,Tortola,British Virgin Islands (BVI)
Kang Ruidao Education First Ivestment Limited
100.00
Y
Long position
150,245,000
Dalian Zengdao Management Consulting Centre Limited Partnership
No.207-2, Floor 2 No.901-8,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province (PRC)
Liu Jiren
64.54
N
Long position
248,753,000
Shenyang Kang Ruidao Consulting Co., Ltd.
Room 308, No.2-A15 Xinxiu Street, Hunnan New District,Shenyang (PRC)
Liu Jiren
51.00
N
Long position
248,753,000
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
No.203, Floor 2 No.901-8,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province (PRC)
Dalian Zengdao Management Consulting Centre Limited Partnerhsip
38.62
N
Long position
248,753,000
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
No.203, Floor 2 No.901-8,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province (PRC)
Shenyang Kang Ruidao Consulting Co., Ltd.
0.13
N
Long position
248,753,000
Dalian Neusoft Siwei Technology Development Co., Ltd.
Room 102, Block B3, No. 8-4, Software Park Road, High-tech Industrial Park,Dalian, Liaoning Province (PRC)
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
99.00
N
Long position
248,753,000
Dalian Neusoft Holdings Co., Ltd.
No.901-11,Huangpu Road, Ganjingzi District, Dalian, Liaoning Province (PRC)
Dalian Kang Ruidao Management Consulting Centre (Limited Partnership)
29.65
N
Long position
248,753,000
Dalian Neosoft Holdings Co., Ltd.
No. 901-11, Huangpu Road, Ganjingzi District, Dalian, Liaoning Province (PRC)
Dalian Neusolf Siwei Technology Development Co., Ltd.
10.82
N
Long position
248,753,000
Neusoft Holdings International Inc.
Vistra Corporate Services Centre, Wickhams Cay II,Road Town, Tortola,VG1110,British Virgin Islands (BVI)
Dalian Neusoft Holdings Co., Ltd.
100.00
N
Long position
248,753,000
Dongkong Education First Investment Inc.
Jayla Place,Wickhams Cay I,Road Town,Tortola,British Virgin Islands (BVI)
Neusolf Holdings International Inc.
100.00
Y
Long position
128,753,000
Dongkong Education Second Investment Inc.
Jayla Place,Wickhams Cay I,Road Town,Tortola,British Virgin Islands (BVI)
Neusolf Holdings International Inc.
100.00
Y
Long position
120,000,000
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Dongkong Education First Investment Inc. acquired 23,200 shares and Dr.Liu is deemed to be interested in the full amount of equity interests held by Dongkong Education First Investment Inc. The capacity in which shares are held in box 24 are set out in box 27. Dr. Liu Jiren is able to exercise the voting rights in the shares of the company held by Century Bliss International Limited and Alphine Electronics, Inc, which amount to 93,115,000 shares, pursuant to certain voting proxy arrangements.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
01/03/2021
(dd/mm/yyyy)