FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20210128E00830
1. Date of relevant event: 26/01/2021
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 06855
4. Name of listed corporation: Ascentage Pharma Group International - B 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 226,042,041
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Zhao
(Other names) Qun
10. Name of director (Chinese): 趙群 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1201The number of shares in which you are interested has reduced because:
you completed a sale of the shares
 
2501Other (you must describe the capacity in the Supplementary Information box)
 
2501Other (you must describe the capacity in the Supplementary Information box)
 
431,100  HKD  49.6320  49.6320   
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position4,699,0352.07
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position4,267,9351.88
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position292,714
2201Interest of corporation controlled by you
Long position3,975,221
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
28/10/202015/08/2028  HKD0.010  73,178
Long position
4105Unlisted derivatives - Physically settled
28/10/202115/08/2028  HKD0.010  73,178
Long position
4105Unlisted derivatives - Physically settled
28/10/202215/08/2028  HKD0.010  73,179
Long position
4105Unlisted derivatives - Physically settled
28/10/202315/08/2028  HKD0.010  73,179
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Oriza Seed LimitedFloor 2, Block 16, Sandlake VC/PE Community, 183 Suhong Dong Rd., Suzhou Industrial Park, Jiangsu, China. Place of incorporation: Cayman IslandsZhao Qun40.00N
Long position2,259,941
Oriza Seed L.P.Harneys Fiduciary (Cayman) Limited, 4th Floor, Harbour Place, 103 South Church Street, PO Box 10240, Grand Cayman KY1-1002, Cayman Islands - Cayman IslandsOriza Seed Limited100.00N
Long position2,259,941
Oriza Seed Fund I L.P.Harneys Fiduciary (Cayman) Limited, 4th Floor, Harbour Place, 103 South Church Street, PO Box 10240, Grand Cayman KY1-1002, Cayman Islands - Cayman IslandsOriza Seed L.P.100.00Y
Long position2,259,941
Oriza Seed Venture Capital II LimitedFloor 2, Block 16, Sandlake VC/PE Community, 183 Suhong Dong Rd., Suzhou Industrial Park, Jiangsu, China. Place of incorporation: British Virgin IslandsZhao Qun100.00Y
Long position1,715,280
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Please refer to the section headed “Statutory and General Information – 1. Disclosure of interests” in the prospectus of the listed corporation dated 16 October 2019 for details of Mr. Zhao's interest. Oriza Seed Fund I L.P. sold 245,000 shares and ORIZA SEED VENTURE CAPITAL II LIMITED sold 186,100 shares on 26 January 2021, therefore the number of shares in which Mr. Zhao Qun is interested has reduced accordingly.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 28/01/2021
(dd/mm/yyyy)