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Form Serial Number: |
DA20210128E00056
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1.
Date of relevant event: |
27/01/2021 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
27/01/2021 (dd/mm/yyyy)
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3.
Stock code: |
01080 |
4.
Name of listed corporation: |
SHENGLI OIL & GAS PIPE HOLDINGS LIMITED |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
3,874,365,600 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
SONG |
(Other names) |
Xichen |
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10.
Name of director (Chinese): |
宋喜臣 |
11.
Chinese Character Code as printed on HKID Card: |
134508235256 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
12041 | The number of shares in which you are interested has reduced because: expiry or cancellation without exercise of equity derivatives under which (choose one): you had a right to take the underlying shares | |
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3,300,000 |
HKD |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 32,168,760 | 0.83 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 28,868,760 | 0.75 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 03/01/2013 | 02/01/2022 | | | HKD | 0.800 | | | 320,000 |
Long position | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 03/01/2014 | 02/01/2022 | | | HKD | 0.800 | | | 320,000 |
Long position | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 03/01/2015 | 02/01/2022 | | | HKD | 0.800 | | | 320,000 |
Long position | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 11/10/2017 | 10/10/2021 | | | HKD | 0.415 | | | 400,000 |
Long position | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 11/10/2018 | 10/10/2021 | | | HKD | 0.415 | | | 400,000 |
Long position | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 11/10/2019 | 10/10/2021 | | | HKD | 0.415 | | | 400,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Xu Li | |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Winfun Investments Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands | Song Xichen | 50.00 | Y | |
Winfun Investments Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands | Xu Li | 50.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Share options(購股權). An aggregate of 3,300,000 share options granted under Shengli Oil & Gas Pipe Holdings Limited's share option schemes adopted on 21 November 2009 and 20 May 2016, respectively, were expired on 27 January 2021.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
28/01/2021 (dd/mm/yyyy)
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