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Form Serial Number: |
DA20210127E00063
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| 1.
Date of relevant event: |
25/01/2021
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00333 |
| 4.
Name of listed corporation: |
Top Form International Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
215,037,625 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wong |
| (Other names) |
Kai Chi Kenneth |
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|
|
| 10.
Name of director (Chinese): |
黃啓智 |
| 11.
Chinese Character Code as printed on HKID Card: |
780607962535 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1213 | The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
147,577,873 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 147,577,873 | 68.63 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 147,577,873 | 49.02 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 30/09/2022 | 29/09/2024 | HKD | 1.00 | HKD | 1.172 | | | 200,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| High Union Holdings Inc. | Addresses of individuals are not displayed. | 94,795,567 |
| Triple Gains Ventures Limited | Addresses of individuals are not displayed. | 46,000,000 |
| Wong Chung Chong | Addresses of individuals are not displayed. | 101,269,872 |
| Wong Kai Chung Kevin | Addresses of individuals are not displayed. | 46,000,000 |
| Chan He Lin | Addresses of individuals are not displayed. | 308,000 |
| Total number of shares in which a director is interested under sections 317 and 318 | 147,377,873 |
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| 34.
Supplementary information: |
On 25 Jan 2021, the Company issued the prospectus in relation to the Rights Issue. Its total number of issued shares increased from 215,037,625 to 301,052,675 for the purpose of Part XV of SFO. On 4 Nov 2020, High Union and Triple Gains entered into Underwriting agreement to take up up to 61,549,920 Rights Shares.
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| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
1
A0000000000000707195.docx
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Date of filing this Form 3A: |
27/01/2021
(dd/mm/yyyy)
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