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Form Serial Number: |
DA20210121E00047
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| 1.
Date of relevant event: |
18/01/2021
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
08032 |
| 4.
Name of listed corporation: |
Viva China Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
9,496,332,726 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Li |
| (Other names) |
Ning |
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| 10.
Name of director (Chinese): |
李寧 |
| 11.
Chinese Character Code as printed on HKID Card: |
26211337 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 11031 | The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
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7,000,000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 6,693,451,151 | 70.48 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 6,700,451,151 | 70.56 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 5,812,443,151 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 20/01/2019 | | | | HKD | 0.800 | | | 1,500,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | | | HKD | 0.325 | | | 858,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/01/2022 | 17/01/2027 | | | HKD | 0.670 | | | 2,333,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/01/2023 | 17/01/2028 | | | HKD | 0.670 | | | 2,333,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/01/2024 | 17/01/2029 | | | HKD | 0.670 | | | 2,333,334 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Dragon City Management (PTC) Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 60.00 | Y | | Long position | 2,000,000,000 |
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| Ace Leader Holdings Limited | Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (British Virgin Islands) | Li Ning | 100.00 | N | | Long position | 1,680,022,769 |
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| Victory Mind Assets Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Ace Leader Holdings Limited | 57.00 | Y | | Long position | 1,680,022,769 |
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| Lead Ahead Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 60.00 | Y | | Long position | 2,132,420,382 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Private | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 2,000,000,000 |
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| Private | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,680,022,769 |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
(1) In relation to Mr. Li Ning's interest with respect to 2,000,000,000 shares disclosed in Box 27 and Box 32, such shares were held by a unit trust for two discretionary trusts. Mr. Li Ning is interested in 60% of the shares of the trustee of the unit trust. (2) In relation to the 1,500,000 share options granted to Mr Li Ning, the exercise period is from 20/01/2019 to 19/01/2021.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
21/01/2021
(dd/mm/yyyy)
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