FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20201118E00114
1. Date of relevant event: 16/11/2020
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01877
4. Name of listed corporation: Shanghai Junshi Biosciences Co., Ltd. - H Shares 
5. Class of shares: A Shares 
6. Number of issued shares in class: 689,749,500
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) XIONG
(Other names) Jun
10. Name of director (Chinese): 熊俊 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
11031The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares
 
 
2101Beneficial owner
 		 820,000  CNY      0.0000 
3104Services
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position217,231,53631.49
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position218,051,53631.61
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position88,072,968
2501Other (you must describe the capacity in the Supplementary Information box)
Long position129,978,568
2201Interest of corporation controlled by you
Long position108,297,768
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
16/11/202115/11/2022      328,000
Long position
4105Unlisted derivatives - Physically settled
16/11/202215/11/2023      246,000
Long position
4105Unlisted derivatives - Physically settled
16/11/202315/11/2024      246,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
深圳前海源本股权投资基金管理有限公司深圳市前海深港合作区前湾一路鲤鱼门街1号前海深港合作管理局综合办公楼A栋201室Xiong Jun40.00N
Long position196,370,736
苏州本裕天源生物科技合伙企业(有限合伙)苏州工业园区唯正路8号深圳前海源本股权投资基金管理有限公司86.28Y
Long position4,600,000
苏州本裕天源生物科技合伙企业(有限合伙)苏州工业园区唯正路8号深圳前海源本股权投资基金管理有限公司86.28N
Long position191,770,736
苏州瑞源盛本生物医药管理合伙企业(有限合伙)苏州市吴江区松陵镇开发区云黎路北侧深圳前海源本股权投资基金管理有限公司39.52Y
Long position43,584,000
苏州瑞源盛本生物医药管理合伙企业(有限合伙)苏州市吴江区松陵镇开发区云黎路北侧深圳前海源本股权投资基金管理有限公司39.52N
Long position152,786,736
上海宝盈资产管理有限公司上海浦东新区花园石桥路33号703室710-712单元Xiong Jun20.00Y
Long position4,372,144
上海宝盈资产管理有限公司上海浦东新区花园石桥路33号703室710-712单元Xiong Jun20.00N
Long position191,998,592
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 27: Xiong Jun is a party to concert party agreements dated 25 December 2017 and 26 July 2019, hence deemed to be interested in the Shares held by the other concert parties. Box 28: Restricted shares granted pursuant to the Company’s 2020 Restricted A Share Incentive Scheme at the grant price of RMB55.50 per A Share. A grantee who has satisfied the relevant conditions may purchase new A Shares of the Company at such price. See the Company's circular dated 22 October 2020 for further details.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 18/11/2020
(dd/mm/yyyy)