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Form Serial Number: |
DA20201027E00432
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| 1.
Date of relevant event: |
22/10/2020
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01810 |
| 4.
Name of listed corporation: |
Xiaomi Corporation - W |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
17,638,214,963 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Chew |
| (Other names) |
Shou Zi |
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|
| 10.
Name of director (Chinese): |
周受資 |
| 11.
Chinese Character Code as printed on HKID Card: |
071906496327 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
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Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
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|
25,344,772 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 168,986,236 | 0.96 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 168,986,236 | 0.96 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/01/2020 | 01/01/2028 | USD | 0 | USD | 0.102 | | | 9,231,977 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/08/2020 | 10/07/2021 | USD | 0 | USD | 0.000 | | | 15,423,251 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 04/09/2025 | 03/09/2030 | USD | 0 | HKD | 24.500 | | | 100,000,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Tamarind Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Shou Zi Chew 2019 Trust | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Shou Zi Chew 2019 Trust | Addresses of individuals are not displayed. | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Class of shares concerned is Class B ordinary shares. On 22 October 2020, Chew Shou Zi transferred 100% shareholding in Tamarind Limited to Shou Zi Chew and Vivian Kao (or their successors) as trustees of Shou Zi Chew 2019 Trust.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
27/10/2020
(dd/mm/yyyy)
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