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Form Serial Number: |
DA20200923E00181
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| 1.
Date of relevant event: |
21/09/2020
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
21/09/2020
(dd/mm/yyyy)
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| 3.
Stock code: |
01328 |
| 4.
Name of listed corporation: |
Goldstream Investment Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
11,346,472,321 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lin |
| (Other names) |
Tun |
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|
| 10.
Name of director (Chinese): |
林暾 |
| 11.
Chinese Character Code as printed on HKID Card: |
26512557 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 11031 | The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
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|
113,460,000 |
HKD |
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|
0.0000 |
|
| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 221,256,000 | 1.95 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 334,716,000 | 2.95 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 22/09/2020 | 20/09/2030 | | | HKD | 0.070 | | | 22,692,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/01/2021 | 20/09/2030 | | | HKD | 0.070 | | | 22,692,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/01/2022 | 20/09/2030 | | | HKD | 0.070 | | | 22,692,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/01/2023 | 20/09/2030 | | | HKD | 0.070 | | | 22,692,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/01/2024 | 20/09/2030 | | | HKD | 0.070 | | | 22,692,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Share Award Scheme of Goldstream Investment Limited | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
(Box 24, 27 & 28) The board of directors of Goldstream Investment Limited resolved to grant 113,460,000 share options to Dr. Lin Tun pursuant to the share option scheme adopted on 4 June 2020. The announcement of Goldstream Investment Limited dated 21 September 2020 contains further details of such grant.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
23/09/2020
(dd/mm/yyyy)
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