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Form Serial Number: |
DA20200716E00405
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1.
Date of relevant event: |
15/07/2020 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
06855 |
4.
Name of listed corporation: |
Ascentage Pharma Group International - B |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
223,901,727 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Zhao |
(Other names) |
Qun |
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10.
Name of director (Chinese): |
趙群 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1210 | The number of shares in which you are interested has reduced because: new shares were issued in a top-up placing | |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 4,712,135 | 2.25 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 4,712,135 | 2.10 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2020 | 15/08/2028 | | | HKD | 0.010 | | | 73,178 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2021 | 15/08/2028 | | | HKD | 0.010 | | | 73,178 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2022 | 15/08/2028 | | | HKD | 0.010 | | | 73,179 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2023 | 15/08/2028 | | | HKD | 0.010 | | | 73,179 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Oriza Seed Limited | Floor 2, Block 16, Sandlake VC/PE Community, 183 Suhong Dong Rd., Suzhou Industrial Park, Jiangsu, China. Place of incorporation: Cayman Islands | Zhao Qun | 40.00 | N | |
Oriza Seed L.P. | Harneys Fiduciary (Cayman) Limited, 4th Floor, Harbour Place, 103 South Church Street, PO Box 10240, Grand Cayman KY1-1002, Cayman Islands - Cayman Islands | Oriza Seed Limited | 100.00 | N | |
Oriza Seed Fund I L.P. | Harneys Fiduciary (Cayman) Limited, 4th Floor, Harbour Place, 103 South Church Street, PO Box 10240, Grand Cayman KY1-1002, Cayman Islands - Cayman Islands | Oriza Seed L.P. | 100.00 | Y | |
Oriza Seed Venture Capital II Limited | Floor 2, Block 16, Sandlake VC/PE Community, 183 Suhong Dong Rd., Suzhou Industrial Park, Jiangsu, China. Place of incorporation: British Virgin Islands | Zhao Qun | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Please refer to the section headed “Statutory and General Information – 1. Disclosure of interests” in the prospectus of the listed corporation dated 16 October 2019 for details of Mr. Zhao's interest.The number of the issued shares of the Company was increased from 208,901,727 to 223,901,727 due to issuance of an aggregate of [15,000,000] shares upon completion of placing. For details, please refer to the announcement and the next day disclosure returns of the Company both dated [ ] July 2020.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
16/07/2020 (dd/mm/yyyy)
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