|
Form Serial Number: |
DA20200706E00669
|
1.
Date of relevant event: |
30/06/2020 (dd/mm/yyyy)
|
2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
3.
Stock code: |
03395 |
4.
Name of listed corporation: |
Persta Resources Inc. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
301,886,520 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Jing |
(Other names) |
Yuan |
|
|
|
10.
Name of director (Chinese): |
景元 |
11.
Chinese Character Code as printed on HKID Card: |
|
|
24.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
Long position |
1706 | Miscellaneous Notice filed because you ceased to be a director or chief executive of the listed corporation | |
|
|
|
|
|
|
|
|
Short position |
|
|
|
|
|
|
|
|
|
|
|
25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 186,862,832 | 61.90 |
|
|
26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 186,862,832 | 61.90 |
|
|
27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| |
2501 | Other (you must describe the capacity in the Supplementary Information box) |
| |
|
|
28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | |
|
|
29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
|
30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Aspen Investment Holdings Ltd. | Suite 3600, 888 – 3rd Street SW, Calgary, Alberta T2P 5C5, Canada (Alberta, Canada) | 吉林省弘原經貿集團有限公司 | 41.09 | Y | |
吉林省弘原經貿集團有限公司 | No. 157, Xi An Da Lu, Changchun, Jilin Province, China (People's Republic of China) | Jing Yuan | 60.00 | N | |
|
|
31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
| | | |
|
|
33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a director is interested under sections 317 and 318 | |
|
|
34.
Supplementary information: |
For box 27, per the unanimous shareholders agreement dated December 18, 2015 and the first supplemental unanimous shareholders agreement dated April 29, 2016, Aspen Investment Holdings Ltd., Jing Yuan, 吉林省弘原經貿集團有限公司, Bo Le, 1648557 Alberta Ltd., 長春市麗源投資有限公司 and Hou Jing became a group of controlling shareholders (as defined in the Listing Rules) acting in concert.
|
35.
Log/Serial Number of the previous form: |
|
36.
Number of concert party document(s) under section 317 attached/uploaded: |
2
A0000000000000588988.pdf A0000000000000588989.pdf
|
Date of filing this Form 3A: |
06/07/2020 (dd/mm/yyyy)
|
|