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Form Serial Number: |
DA20200703E00533
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1.
Date of relevant event: |
30/06/2020 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01049 |
4.
Name of listed corporation: |
Celestial Asia Securities Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,528,787,042 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Kwan |
(Other names) |
Pak Hoo Bankee |
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10.
Name of director (Chinese): |
關百豪 |
11.
Chinese Character Code as printed on HKID Card: |
707041026275 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
11032 | The number of shares in which you are interested has increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you are under an obligation to take the underlying shares | |
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572,055,614 |
HKD |
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0.0600 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 286,027,807 | 34.41 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 858,083,421 | 56.13 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 845,303,421 | Short position | 0 |
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| Long position | 12,780,000 | Short position | 0 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Hobart Assets Limited | 28/F Manhattan Place, 23 Wang Tai Road, Kowloon Bay, Hong Kong (incorporated in the British Virgin Islands) | Kwan Pak Hoo Bankee | 100.00 | N | Long position | 845,303,421 | Short position | 0 |
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Cash Guardian Limited | 28/F Manhattan Place, 23 Wang Tai Road, Kowloon Bay, Hong Kong (incorporated in the British Virgin Islands) | Hobart Assets Limited | 100.00 | Y | Long position | 845,303,421 | Short position | 0 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
The total number of issued shares as shown in box 6 and maximum 572,055,614 offer shares subscribed by the Controlling Shareholders as shown in box 24 will be subject to Unsubscribed Arrangement and Clawback Mechanism, details of which are set out in Prospectus of the Company dated 11 June 2020.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
03/07/2020 (dd/mm/yyyy)
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