FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20200629E00051
1.
Date of relevant event
:
23/06/2020
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
03869
4.
Name of listed corporation
:
Hospital Corporation of China Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
138,194,000
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Zhao
(
Other names
)
John Huan
10.
Name of director (Chinese)
:
趙令歡
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1706
Miscellaneous
Notice filed because you ceased to be a director or chief executive of the listed corporation
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
161,693,985
117.01
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
161,693,985
117.01
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
161,693,985
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4107
Unlisted derivatives - Convertible instruments
05/03/2018
04/03/2021
HKD
18.000
26,000,000
Long position
4107
Unlisted derivatives - Convertible instruments
07/02/2019
06/08/2023
HKD
20.000
38,693,985
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Vanguard Glory Limited (譽鋒有限公司)
Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands
Hony Capital Fund V, L.P.
100.00
Y
Long position
123,000,000
Hony Capital Fund V, L.P.
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Capital Fund V GP, L.P.
100.00
N
Long position
123,000,000
Hony Capital Fund V GP, L.P.
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Capital Fund V GP Limited
100.00
N
Long position
123,000,000
Hony Capital Fund V GP Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Group Management Limited
100.00
N
Long position
123,000,000
Hony Capital Fund VIII (Cayman), L.P.
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Capital Fund VIII GP (Cayman), L.P.
100.00
Y
Long position
38,693,985
Hony Capital Fund VIII GP (Cayman), L.P.
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Capital Fund VIII GP (Cayman) Limited
100.00
N
Long position
38,693,985
Hony Capital Fund VIII GP (Cayman) Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Group Management Limited
100.00
N
Long position
38,693,985
Hony Group Management Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Hony Managing Partners Limited
80.00
N
Long position
161,693,985
Hony Managing Partners Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Exponential Fortune Group Limited
100.00
N
Long position
161,693,985
Exponential Fortune Group Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
John Huan Zhao
49.00
N
Long position
161,693,985
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Mr. Zhao John Huan ceased to be a director of Hospital Corporation of China Limited (the "Company") with effect from June 23, 2020, but remains as a substantial shareholder of the Company. There is no change in his interests in the shares of the Company which are disclosed in this Form 3A.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
29/06/2020
(dd/mm/yyyy)