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Form Serial Number: |
DA20200622E00334
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1.
Date of relevant event: |
17/06/2020 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
06160 |
4.
Name of listed corporation: |
BeiGene, Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,010,673,263 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Krishana |
(Other names) |
Ranjeev |
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10.
Name of director (Chinese): |
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11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
11033 | The number of shares in which you are interested has increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you have a right to receive from another person an amount if the price of the underlying shares is above a certain level | |
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45,383 |
USD |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 291,317 | 0.03 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 336,700 | 0.03 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2106 | Person having a security interest in shares |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 19/04/2017 | 18/04/2027 | USD | 0 | USD | 2.840 | USD | 2.840 | 199,992 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 06/06/2018 | 05/06/2028 | USD | 0 | USD | 16.150 | USD | 16.150 | 17,433 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 06/06/2018 | | USD | 0 | USD | 0.000 | USD | 16.150 | 9,282 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 05/06/2019 | 04/06/2029 | USD | 0 | USD | 9.230 | USD | 9.230 | 64,610 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 17/06/2021 | 16/06/2030 | USD | 0 | USD | 13.420 | USD | 13.420 | 45,383 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Ranjeev Krishana, an employee of Baker Bros. Advisors LP (“BBA”), serves on the Board of Directors of BeiGene, Ltd. as a representative of 667, L.P. and Baker Brothers Life Sciences, L.P. for which he has received stock options (representing 327,418 shares, including options for 45,383 shares granted on Box 1 date) and restricted stock (representing 9,282 shares). The policy of BBA does not entitle him to any pecuniary interest in the stock options and restricted stock for serving as a director.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
22/06/2020 (dd/mm/yyyy)
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