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Form Serial Number: |
DA20200617E00145
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| 1.
Date of relevant event: |
18/12/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
17/06/2020
(dd/mm/yyyy)
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| 3.
Stock code: |
01691 |
| 4.
Name of listed corporation: |
JS Global Lifestyle Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,407,172,677 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Barrocas |
| (Other names) |
Mark Adam |
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| 10.
Name of director (Chinese): |
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| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| Short position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 108,109,137 | 3.17 |
| Short position | 35,107,189 | 1.03 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 2203 | Interest of your child under 18 years of age |
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| | Long position | 35,107,189 | | Short position | 35,107,189 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4107 | Unlisted derivatives - Convertible instruments |
| | | | | | | | | 31,156,049 |
| Long position | | 4107 | Unlisted derivatives - Convertible instruments |
| | | | | | | | | 3,951,140 |
| Short position | | 4107 | Unlisted derivatives - Convertible instruments |
| | | | | | | | | 31,156,049 |
| Short position | | 4107 | Unlisted derivatives - Convertible instruments |
| | | | | | | | | 3,951,140 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Child | Michelle B. Barrocas | |
| Child | Benjamin H. Barrocas | |
| Spouse | Irina G. Barrocas | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| BMS Ventures LLC | 1209 Orange Street, Wilmington, DE, 19801 (Delaware) | Mark Adam Barrocas | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
With regard to Box 7, Box 24, row 2 of Box 27 and Box 29, Mr. Mark Barrocas is not a director nor a chief executive of JS Global Lifestyle Company Limited. With regard to row 2 of Box 27 and Box 29, Mr. Mark Barrocas' spouse and his 2 children under 18 have interests in 8,097,121 shares, all of which are held directly by Kenneth S. Federman, the trustee of the Barrcoas Family 2017 Children's Trust dated May 11, 2017.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
17/06/2020
(dd/mm/yyyy)
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