FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20200604E00415
1. Date of relevant event: 03/06/2020
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01810
4. Name of listed corporation: Xiaomi Corporation - W 
5. Class of shares: Others 
6. Number of issued shares in class: 17,541,421,671
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Liu
(Other names) Qin
10. Name of director (Chinese): 劉芹 
11. Chinese Character Code as printed on HKID Card: 04915367
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1213The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 
50,652,925         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position287,871,7641.64
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position237,218,8391.35
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position237,218,839
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
TMT General Partner Ltd.PO Box 1350, Clifton House, 75 Fort Street, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Qin Liu33.33N
Long position237,218,839
Morningside China TMT GP, L.P.PO Box 1350, Clifton House, 75 Fort Street, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)TMT General Partner Ltd.100.00N
Long position196,903,974
Morningside China TMT Fund I, L.P.PO Box 1350, Clifton House, 75 Fort Street, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Morningside China TMT GP, L.P.100.00Y
Long position196,903,974
Morningside China TMT GP II, L.P.PO Box 1350, Clifton House, 75 Fort Street, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)TMT General Partner Ltd.100.00N
Long position40,314,865
Morningside China TMT Fund II, L.P.PO Box 1350, Clifton House, 75 Fort Street, Grand Cayman KY1-1108, Cayman Islands (Cayman Islands)Morningside China TMT GP II, L.P.100.00Y
Long position40,314,865
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Shares involved in the relevant event being Class B ordinary shares in 小米集團-W. The relevant event involved distribution by Morningside China TMT Fund I, L.P. and Morningside China TMT Fund II, L.P. of, respectively, 44,118,605 and 6,534,320 Class B ordinary shares in 小米集团-W to its general partner and subsequent distribution by Morningside China TMT GP, L.P. and Morningside China TMT GP II, L.P. of the respective shares received by them.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 04/06/2020
(dd/mm/yyyy)