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Form Serial Number: |
DA20200602E00282
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| 1.
Date of relevant event: |
29/05/2020
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
29/05/2020
(dd/mm/yyyy)
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| 3.
Stock code: |
01365 |
| 4.
Name of listed corporation: |
中国润东汽车集团有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
946,476,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yang |
| (Other names) |
Peng |
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| 10.
Name of director (Chinese): |
杨鹏 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 12041 | The number of shares in which you are interested has reduced because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you had a right to take the underlying shares |
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14,759,541 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,345,027,288 | 142.11 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,330,267,747 | 140.55 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 1,330,267,747 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4103 | Listed derivatives - Convertible instruments |
| | | | | | | | | 664,268,747 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| HSBC International Trustee Limited | PO Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands | Yang Peng | 0.00 | N | | Long position | 1,330,267,747 |
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| Rue Feng Holdings Limited | Woodbourne Hall, Road Town, Tortola, British Virgin Islands | HSBC International Trustee Limited | 100.00 | N | | Long position | 1,330,267,747 |
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| Cheerful Autumn Holdings Limited | Woodbourne Hall, Road Town, Tortola, British Virgin Islands | Rue Feng Holdings Limited | 100.00 | N | | Long position | 1,330,267,747 |
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| Rundong Fortune Investment Limited | Kingston Chambers, PO Box 173, Road Town, British Virgin Islands | Cheerful Autumn Holdings Limited | 100.00 | Y | | Long position | 1,330,267,747 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Rundong Fortune Investment Limited is the wholly-owned subsidiary of Cheerful Autumn Holdings Limited, which is wholly-owned by Rue Feng Holdings Limited, which in turn is legally owned by the HSBC International Trustee Limited as trustee to the Rue Feng family trust. Mr. Yang Peng, being the protector of the Rue Feng family trust, has the power to appoint and remove, and to amend the rights of, the trustee to the Rue Feng family trust.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
02/06/2020
(dd/mm/yyyy)
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