FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20200527E00209
1. Date of relevant event: 25/05/2020
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01596
4. Name of listed corporation: 河北翼辰实业集团股份有限公司 - H股 
5. Class of shares: Domestic Shares 
6. Number of issued shares in class: 673,380,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Zhang
(Other names) Haijun
10. Name of director (Chinese): 張海軍 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1302There has been a change in nature of your interest in the shares because:
you have entered into an agreement for the sale of shares in which you are interested
 
2101Beneficial owner
 
2101Beneficial owner
 
1,582,512  CNY      0.0100 
3101Cash
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position587,552,77487.25
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position587,552,77487.25
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position130,008,992
2401A concert party to an agreement to buy shares described in s.317(1)(a)
Long position457,543,782
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
   
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
張軍霞(見第34格)Addresses of individuals are not displayed.85,455,648
張小更(見第34格)Addresses of individuals are not displayed.85,060,020
張小鎖(見第34格)Addresses of individuals are not displayed.85,257,834
張立剛Addresses of individuals are not displayed.27,034,580
吳金玉Addresses of individuals are not displayed.28,946,782
張超Addresses of individuals are not displayed.18,726,392
張力杰Addresses of individuals are not displayed.18,726,392
張力峰Addresses of individuals are not displayed.18,726,392
張艶峰Addresses of individuals are not displayed.18,726,392
張力斌(見第34格)Addresses of individuals are not displayed.18,726,392
張力歡(見第34格)Addresses of individuals are not displayed.18,726,392
張寧(見第34格)Addresses of individuals are not displayed.18,726,392
張宏(見第34格)Addresses of individuals are not displayed.18,726,392
張瑞秋Addresses of individuals are not displayed.2,307,830
Total number of shares in which a director is interested under sections 317 and 318587,552,774
 
34. Supplementary information: 於2020年5月25日,張海軍與張力斌簽訂協議,將1,582,512股內資股轉讓給張力斌;張軍霞與張力歡簽訂協議,將1,582,512股內資股轉讓給張力歡;張小鎖與張寧簽訂協議,將1,582,512股內資股轉讓給張寧;張小更與張宏簽訂協議,將1,582,512股內資股轉讓給張宏。以上出讓方和受讓方皆為一致行動人士。上述目標股份皆毋須在簽訂協議後4個交易日內交割,且有關股權轉讓於本通知提交之日並未完成。因此,於第33格中,張軍霞、張小更、張小鎖(作為出讓方)所持股份數目並未扣除是次各自出讓的1,582,512股,而張力斌、張力歡、張寧、張宏(作為受讓方)所持股份數目已加上是次各自受讓的1,582,512股;所有一致行動人士總體持有的股份總數維持不變(587,552,774股)。
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 2
A0000000000000566835.pdf
A0000000000000566836.pdf
Date of filing this Form 3A: 27/05/2020
(dd/mm/yyyy)