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Form Serial Number: |
DA20200527E00040
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| 1.
Date of relevant event: |
15/05/2020
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
09996 |
| 4.
Name of listed corporation: |
Peijia Medical Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
610,042,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Ye |
| (Other names) |
Hong |
|
|
|
| 10.
Name of director (Chinese): |
葉紅 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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|
Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
|
|
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
|
131,908,439 |
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|
|
|
|
| Short position |
| 1313 | There has been a change in nature of your interest in the shares because:
you have lent the shares under a securities borrowing and lending agreement |
|
|
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
|
22,876,000 |
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| | | |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 131,908,439 | 21.62 |
| Short position | 22,876,000 | 3.75 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2201 | Interest of corporation controlled by you |
| | Long position | 67,809,640 | | Short position | 22,876,000 |
|
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
| |
|
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/08/2020 | 31/07/2029 | USD | 0 | USD | 0.250 | | | 60,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/08/2020 | 31/07/2029 | USD | 0 | USD | 0.390 | | | 560,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 24/08/2011 | 24/08/2021 | USD | 0 | USD | 0.029 | | | 56,050 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/07/2019 | 31/07/2029 | USD | 0 | USD | 0.000 | | | 168,151 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/12/2029 | USD | 0 | USD | 0.250 | | | 549,880 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/12/2029 | USD | 0 | USD | 0.390 | | | 447,160 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/12/2029 | USD | 0 | USD | 0.549 | | | 3,316,380 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2019 | 27/12/2029 | USD | 0 | USD | 0.731 | | | 532,720 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| XinYue International Limited | Trinity Chambers, P.O. Box 4301, Road Town, Tortola, British Virgin Islands | Hong Ye | 35.00 | Y | | Long position | 67,809,640 | | Short position | 22,876,000 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Yi Zhang | Addresses of individuals are not displayed. | |
| Jinnius Drive Trust | Addresses of individuals are not displayed. | |
| Ping Ye Zhang | Addresses of individuals are not displayed. | |
| Hanlindale Trust | Addresses of individuals are not displayed. | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Boxes 24 & 27: [1] Yi Zhang, Jinnius Drive Trust, Ping Ye Zhang, Hanlindale Trust, Hong Ye & XinYue International Limited are concert parties, each deemed interested in aggregate interests of 144,436,380 Shares; [2] XinYue International Limited agreed on 08/05/20 to lend 22,876,000 Shares to Morgan Stanley & Co. International plc to settle overallocation re Global Offering; [3] Yi Zhang (4,657,720) & Hong Ye (5,690,339) beneficial interests include outstanding options under the Share Option Plan
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
27/05/2020
(dd/mm/yyyy)
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