FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20200414E00419
1.
Date of relevant event
:
09/04/2020
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00272
4.
Name of listed corporation
:
Shui On Land Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
8,062,216,324
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Lo
(
Other names
)
Hong Sui
10.
Name of director (Chinese)
:
羅康瑞
11.
Chinese Character Code as printed on HKID Card
:
501216603843
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1308
There has been a change in nature of your interest in the shares because:
steps have been taken to enforce a security interest in the shares, or rights to such shares held as security, against you
2501
Other (you must describe the capacity in the Supplementary Information box)
150,000,000
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
4,613,685,272
57.23
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
4,463,685,272
55.37
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2307
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
4,461,835,751
2202
Interest of your spouse
Long position
1,849,521
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Chu, Loletta
Long position
1,849,521
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Bosrich Holdings (PTC) Inc.
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Lo Hong Sui
100.00
N
Long position
4,461,835,751
Shui On Company Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Bosrich Holdings (PTC) Inc.
100.00
N
Long position
4,461,835,751
SOCAM Development Limited
Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Bermuda)
Shui On Company Limited
62.60
N
Long position
29,847,937
New Rainbow Investments Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
SOCAM Development Limited
100.00
Y
Long position
29,847,937
Shui On Holdings Limited
34/F, Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Company Limited
100.00
N
Long position
4,431,987,814
Shui On Investment Company Limited
34/F, Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Holdings Limited
100.00
Y
Long position
2,672,990,325
Shui On Investment Company Limited
34/F, Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Holdings Limited
100.00
N
Long position
1,758,997,489
Shui On Properties Limited
34/F, Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Investment Company Limited
100.00
Y
Long position
1,725,493,996
Chester International Cayman Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Shui On Investment Company Limited
100.00
Y
Long position
33,503,493
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Private
Addresses of individuals are not displayed.
5103
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
4,461,835,751
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Box 24: 1. The shares were placed by Chester International Cayman Ltd. ("CICL") in a broker's account controlled by the lender pursuant to a loan agreement of 3 Jan 2017 between the lender and CICL as the borrower; 2. The said shares were emptied out from the account absent any default on interest and any loan repayment obligations by CICL. Boxes 27 and 32: Mr. Lo also has interest in the 4,461,835,751 shares as discretionary beneficiary of a discretionary trust but there is no applicable code.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
14/04/2020
(dd/mm/yyyy)