FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20200414E00418
1.
Date of relevant event
:
03/01/2017
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00272
4.
Name of listed corporation
:
Shui On Land Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
8,026,630,189
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Lo
(
Other names
)
Hong Sui
10.
Name of director (Chinese)
:
羅康瑞
11.
Chinese Character Code as printed on HKID Card
:
501216603843
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1305
There has been a change in nature of your interest in the shares because:
you have provided an interest in the shares as security to a person other than a qualified lender
2307
Founder of a discretionary trust who can influence how the trustee exercises his discretion
2501
Other (you must describe the capacity in the Supplementary Information box)
150,000,000
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
4,589,215,005
57.17
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
4,589,215,005
57.17
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2307
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
4,587,365,484
2202
Interest of your spouse
Long position
1,849,521
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Chu, Loletta
Long position
1,849,521
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Bosrich Holdings (PTC) Inc.
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Lo Hong Sui
100.00
N
Long position
4,587,365,484
Shui On Company Limited
P.O. Box 91, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Bosrich Holdings (PTC) Inc.
100.00
N
Long position
4,587,365,484
SOCAM Development Limited
Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Bermuda)
Shui On Company Limited
48.38
N
Long position
29,847,937
New Rainbow Investments Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
SOCAM Development Limited
100.00
Y
Long position
29,847,937
Shui On Holdings Limited
34/F., Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Company Limited
100.00
N
Long position
4,557,517,547
Shui On Investment Company Limited
34/F., Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Holdings Limited
100.00
Y
Long position
1,450,808,826
Shui On Investment Company Limited
34/F., Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Holdings Limited
100.00
N
Long position
3,106,708,721
Shui On Properties Limited
34/F, Shui On Centre, 6-8 Harbour Road, Hong Kong (Hong Kong)
Shui On Investment Company Limited
100.00
Y
Long position
908,103,792
Chester International Cayman Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Shui On Investment Company Limited
100.00
Y
Long position
183,503,493
Lanvic Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Shui On Investment Company Limited
100.00
Y
Long position
633,333,333
Boswell Limited
Ogier House, The Esplanade, St Helier, Jersey, JE4 9WG (Jersey)
Shui On Investment Company Limited
100.00
Y
Long position
908,448,322
Merchant Treasure Limited
Floor 4, Willow House, Cricket Square, P.O. Box 2804, Grand Cayman KY1-1112, Cayman Islands (Cayman Islands)
Shui On Investment Company Limited
100.00
Y
Long position
150,000,000
Doreturn Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Shui On Investment Company Limited
100.00
Y
Long position
323,319,781
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Private
Addresses of individuals are not displayed.
5103
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
4,587,365,484
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Box 24: The shares were placed by Chester International Cayman Limited ("CICL") in a broker's account controlled by the lender under the terms of a loan agreement of 3 January 2017 between the lender and CICL as the borrower. Boxes 27 and 32: Mr. Lo also has interest in the 4,587,365,484 shares as discretionary beneficiary of a discretionary trust but there is no applicable code.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
14/04/2020
(dd/mm/yyyy)