繁简
 
FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20200406E00101
1. Date of relevant event: 23/03/2020
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 09969
4. Name of listed corporation: InnoCare Pharma Ltd. - B 
5. Class of shares: H Shares 
6. Number of issued shares in class: 1,251,617,235
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lin
(Other names) Lijun
10. Name of director (Chinese): 林利軍 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1701Miscellaneous
On listing of the corporation or a class of shares of the listed corporation
 
 
2501Other (you must describe the capacity in the Supplementary Information box)
 		 124,727,447         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
   
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position124,727,4479.97
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position120,911,447
2201Interest of corporation controlled by you
Long position3,816,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Shanghai Shengge Asset Management Co., Ltd. (上海盛歌投资管理有限公司)Room 239, Area A, 2/F, Building 5, No 201 Wushebang Road, Qingpu District, Shanghai, PRCLin Lijun100.00N
Long position3,816,000
Shanghai Lehong Investment Partnership （上海乐泓投资合伙企业（有限合伙））Room 368, Part 302, No. 211 Fute North Road, China (Shanghai) Pilot Free Trade Zone, Shanghai, PRCShanghai Shengge Asset Management Co., Ltd. (上海盛歌投资管理有限公司) (as general partner)0.01N
Long position3,816,000
Shanghai Shengdao Investment Partnership (上海盛道投资合伙企业（有限合伙)）Room 255, Area B, 2nd Floor, Building 5, No. 201 Wushebang Road, Qingpu District, Shanghai, PRCLin Lijun (as general partner)1.00N
Long position3,816,000
Shanghai Lejin Investment Partnership (上海乐进投资合伙企业（有限合伙）)Room 254, Area B, 2/F, Building 5, No. 201 Wushebang Road, Qingpu District, ShanghaiShanghai Shengdao Investment Partnership (上海盛道投资合伙企业（有限合伙)）(as general partner)0.02N
Long position3,816,000
Shanghai Tanying Investment Partnership (上海檀英投资合伙企业（有限合伙）)Room 238, Area E, 2/F, Building 5, No.201 Wushebang Road, Qingpu District, ShanghaiShanghai Shengge Asset Management Co., Ltd. (上海盛歌投资管理有限公司)(as general partner)0.01N
Long position3,816,000
Shanghai Tanying Investment Partnership (上海檀英投资合伙企业（有限合伙）)Room 238, Area E, 2/F, Building 5, No.201 Wushebang Road, Qingpu District, ShanghaiShanghai Lejin Investment Partnership (上海乐进投资合伙企业（有限合伙）)99.99N
Long position3,816,000
Shanghai Lehong Investment Partnership （上海乐泓投资合伙企业（有限合伙））Room 368, Part 302, No. 211 Fute North Road, China (Shanghai) Pilot Free Trade Zone, Shanghai, PRCShanghai Tanying Investment Partnership (上海檀英投资合伙企业（有限合伙）)99.99N
Long position3,816,000
Golden Valley Global LimitedVistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, British Virgin IslandsShanghai Lehong Investment Partnership （上海乐泓投资合伙企业（有限合伙））100.00Y
Long position3,816,000
Vistra Trust (Singapore) Pte. Limited9 Raffles Place, #26-01 Republic Plaza, Singapore (048619)Lin Lijun0.00N
Long position120,911,447
Jovial Champion Investments LimitedVistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsVistra Trust (Singapore) Pte. Limited100.00N
Long position120,911,447
LVC Innovate LimitedVistra (Cayman) Limited, P. O. Box 31119, Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman IslandsJovial Champion Investments Limited100.00N
Long position120,911,447
LVC Management Holdings LimitedCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLVC Innovate Limited80.00N
Long position120,911,447
LVC Holdings LimitedCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLVC Management Holdings Limited95.00N
Long position120,911,447
Loyal Valley Capital Advantage Fund GP LtdCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLVC Holdings Limited100.00N
Long position58,366,157
Loyal Valley Capital Advantage Fund II LimitedCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLVC Holdings Limited100.00N
Long position45,487,484
LVC Lion Fund LimitedCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLVC Holdings Limited100.00N
Long position17,057,806
Loyal Valley Capital Advantage Fund LPCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLoyal Valley Capital Advantage Fund GP Ltd (as general partner)0.00Y
Long position58,366,157
Loyal Valley Capital Advantage Fund II LPCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLoyal Valley Capital Advantage Fund II Limited (as general partner)0.00Y
Long position45,487,484
LVC Lion Fund LPCayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman IslandsLVC Lion Fund Limited (as general partner)0.00Y
Long position17,057,806
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
(private)Addresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position120,911,447
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: The capacity in which shares are held in box 24 are set out in box 27. The 3,816,000 shares held by Golden Valley Global Limited was acquired by it as a cornerstone investor at a consideration of HK$8.95 per share.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 06/04/2020
(dd/mm/yyyy)