FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20200402E00385
1.
Date of relevant event
:
31/03/2020
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
31/03/2020
(dd/mm/yyyy)
3.
Stock code
:
01240
4.
Name of listed corporation
:
CNQC International Holdings Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
1,518,320,030
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
DU
(
Other names
)
BO
10.
Name of director (Chinese)
:
杜波
11.
Chinese Character Code as printed on HKID Card
:
26293134
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1705
Miscellaneous
Notice filed because you became a director or chief executive of the listed corporation
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
1,082,954,392
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,082,954,392
71.32
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,082,954,392
71.32
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
12,504,972
2305
Beneficiary of a trust (other than a discretionary interest)
Long position
45,689,892
2201
Interest of corporation controlled by you
Long position
1,024,759,528
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4107
Unlisted derivatives - Convertible instruments
01/04/2020
31/03/2021
45,689,892
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Hui Long Enterprises Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Du Bo
100.00
N
Long position
1,025,759,528
Bliss Wave Holding Investments Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Hui Long Enterprises Limited
74.53
N
Long position
1,025,759,528
Hao Bo Investments Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Bliss Wave Holding Investments Limited
51.45
N
Long position
1,025,759,528
Guotsing Holding Company Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Hao Bo Investments Limited
100.00
Y
Long position
756,421,520
CNQC Development Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Guotsing Holding Company Limited
100.00
Y
Long position
224,145,000
Guotsing Holding Company Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Hao Bo Investments Limited
100.00
N
Long position
224,145,000
Guotsing Finance Holding Company Limited
Craigmuir Chambers,Road Town,Tortola,VG1110, British Virgin Islands
Guotsing Holding Company Limited
100.00
N
Long position
44,193,008
Guotsing Asset Management Limited
4th Floor,Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002,Cayman Islands
Guotsing Finance Holding Company Limited
100.00
N
Long position
44,193,008
Guotsing Growth Fund LP I
4th Floor,Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002,Cayman Islands
Guotsing Asset Management Limited
100.00
Y
Long position
44,193,008
Guotsing Holding Company Limited
Vistra Corporate Services Centre,Wickham's Cay II,Road Town,Tortola,VG1110, British Virgin Islands
Hao Bo Investments Limited
100.00
N
Long position
44,193,008
Guotsing Growth Fund LP I
4th Floor,Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002,Cayman Islands
DU BO
37.98
Y
Long position
44,193,008
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Guotsing Share Award Scheme
Addresses of individuals are not displayed.
5102
Beneficiary of a trust (other than a discretionary interest)
Long position
45,689,892
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
02/04/2020
(dd/mm/yyyy)