FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20200123E00553
1. Date of relevant event: 21/01/2020
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 03869
4. Name of listed corporation: Hospital Corporation of China Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 138,194,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Zhao
(Other names) John Huan
10. Name of director (Chinese): 趙令歡 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1205The number of shares in which you are interested has reduced because:
you ceased to have a security interest in the shares
 
2106Person having a security interest in shares
 
 		 2,500,000         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position164,193,985118.81
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position161,693,985117.01
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position161,693,985
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4107Unlisted derivatives - Convertible instruments
05/03/201804/03/2021  HKD18.000  26,000,000
Long position
4107Unlisted derivatives - Convertible instruments
07/02/201906/08/2023  HKD20.000  38,693,985
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Vanguard Glory Limited (譽鋒有限公司)Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin IslandsHony Capital Fund V, L.P.100.00Y
Long position123,000,000
Hony Capital Fund V, L.P.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Capital Fund V GP, L.P.100.00N
Long position123,000,000
Hony Capital Fund V GP, L.P.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Capital Fund V GP Limited100.00N
Long position123,000,000
Hony Capital Fund V GP LimitedMaples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Group Management Limited100.00N
Long position123,000,000
Hony Capital Fund VIII (Cayman), L.P.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Capital Fund VIII GP (Cayman), L.P.100.00Y
Long position38,693,985
Hony Capital Fund VIII GP (Cayman), L.P.Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Capital Fund VIII GP (Cayman) Limited100.00N
Long position38,693,985
Hony Capital Fund VIII GP (Cayman) LimitedMaples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Group Management Limited100.00N
Long position38,693,985
Hony Group Management LimitedMaples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsHony Managing Partners Limited80.00N
Long position161,693,985
Hony Managing Partners LimitedMaples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsExponential Fortune Group Limited100.00N
Long position161,693,985
Exponential Fortune Group LimitedMaples Corporate Services Limited, P.O. Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman IslandsJohn Huan Zhao49.00N
Long position161,693,985
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information:
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 23/01/2020
(dd/mm/yyyy)