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Form Serial Number: |
DA20191227E00313
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1.
Date of relevant event: |
20/12/2019 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01988 |
4.
Name of listed corporation: |
中國民生銀行股份有限公司 - H股 |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
8,320,295,289 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lu |
(Other names) |
Zhiqiang |
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10.
Name of director (Chinese): |
盧志強 |
11.
Chinese Character Code as printed on HKID Card: |
415118071730 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
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Short position |
14015 | You came to have a short position in the shares or the number of shares in which you have a short position increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument | |
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2201 | Interest of corporation controlled by you | |
409,739,230 |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,020,538,470 | 12.26 |
Short position | 105,655,385 | 1.27 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,020,538,470 | 12.26 |
Short position | 409,739,230 | 4.92 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 1,020,538,470 | Short position | 0 |
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2201 | Interest of corporation controlled by you |
| Long position | 0 | Short position | 409,739,230 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
通海控股有限公司 | 中國北京市朝陽區工人體育場西路18號光彩國際公寓 1 號樓底商 3C(中國) | Lu Zhiqiang (盧志強) | 77.14 | N | Long position | 1,020,538,470 |
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泛海集團有限公司 | 中國山東省濰坊市濰城區和平路198號(中國) | 通海控股有限公司 | 100.00 | N | Long position | 1,020,538,470 |
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中國泛海控股集團有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座23層(中國) | 泛海集團有限公司 | 98.00 | N | Long position | 1,020,538,470 |
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China Oceanwide International Investment Company Limited 中國泛海國際投資有限公司 | 香港花園道1號中銀大廈66樓(香港) | 中國泛海控股集團有限公司 | 100.00 | Y | |
泛海控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座22層(中國) | 中國泛海控股集團有限公司 | 68.49 | N | Long position | 1,012,300,950 |
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武漢中央商務區股份有限公司 | 中國湖北省武漢市江漢區雲彩路198號泛海城市廣場12層(中國) | 泛海控股股份有限公司 | 92.30 | N | Long position | 1,012,300,950 |
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Wuhan CBD (Hong Kong) Company Limited | 香港花園道1號中銀大廈64樓(香港) | 武漢中央商務區股份有限公司 | 100.00 | N | Long position | 1,012,300,950 |
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Oceanwide International Equity Investment Limited 泛海國際股權投資有限公司 | Vistra Corporate Services Centre, Wickhams, Cay II, Road Town, Tortola, British Virgin Islands (英屬維爾京群島) | Wuhan CBD (Hong Kong) Company Limited | 100.00 | Y | Long position | 604,300,950 | Short position | 409,739,230 |
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Long Prosper Capital Company Limited 隆亨資本有限公司 | Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (英屬維爾京群島) | Oceanwide International Equity Investment Limited 泛海國際股權投資有限公司 | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
27/12/2019 (dd/mm/yyyy)
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