FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20191220E00366
1.
Date of relevant event
:
17/12/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01282
4.
Name of listed corporation
:
Glory Sun Financial Group Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
29,787,512,211
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Yao
(
Other names
)
Jianhui
10.
Name of director (Chinese)
:
姚建輝
11.
Chinese Character Code as printed on HKID Card
:
120216966540
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1711
Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
11,062,227,600
40.39
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
13,462,227,600
45.19
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
44,468,000
Short position
0
2201
Interest of corporation controlled by you
Long position
13,417,759,600
Short position
0
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Bao Xin International Group Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Yao Jianhu
100.00
N
Long position
2,622,816,000
Short position
0
Bao Xin Development Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Bao Xin International Group Limited
100.00
Y
Long position
2,400,000,000
Short position
0
Bao Xin Development Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Bao Xin International Group Limited
100.00
N
Long position
222,816,000
Short position
0
Tinmark Development Limited
Akara Bldg., 24 De Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands
Yao Jianhu
100.00
Y
Long position
10,794,943,600
Short position
0
Tinmark Development Limited
Akara Bldg., 24 De Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands
Yao Jianhu
100.00
N
Long position
222,816,000
Short position
0
Glory Sun Financial Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Bao Xin Development Limited
8.06
N
Long position
222,816,000
Short position
0
Glory Sun Financial Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Tinmark Development Limited
36.24
N
Long position
222,816,000
Short position
0
Great Sphere Developements Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Glory Sun Financial Group Limited
100.00
N
Long position
222,816,000
Short position
0
Bao Xin International Asset Management Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Great Sphere Developments Limited
100.00
N
Long position
222,816,000
Short position
0
Hong Kong Bao Xin Asset Management Limited
Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong
Bao Xin International Asset Management Limited
100.00
N
Long position
222,816,000
Short position
0
Bao Kai Assets Holdings International Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Great Sphere Developments Limited
100.00
N
Long position
222,816,000
Short position
0
Hong Kong Bao Kai Assets Holdings Limited
Units 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong
Bao Kai Assets Holdings International Limited
100.00
N
Long position
222,816,000
Short position
0
Glory Sun Financial Holdings Limited
Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands
Great Sphere Developments Limited
100.00
N
Long position
222,816,000
Short position
0
Golden Affluent Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Glory Sun Financial Holdings Limited
81.00
N
Long position
222,816,000
Short position
0
Proficient Power Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Glory Sun Financial Holdings Limited
46.02
N
Long position
222,816,000
Short position
0
Proficient Power Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Golden Affluent Limited
53.98
N
Long position
222,816,000
Short position
0
Glory Sun Securities Limited
Units 1703-1706, 17/F., Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong
Proficient Power Limited
100.00
N
Long position
222,816,000
Short position
0
New Sports Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Hong Kong Bao Xin Asset Management Limited
43.50
N
Long position
222,816,000
Short position
0
New Sports Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Hong Kong Bao Da Financial Holding Limited
25.15
N
Long position
222,816,000
Short position
0
New Sports Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Glory Sun Securities Limited
0.46
N
Long position
222,816,000
Short position
0
New Sports Investment Holding Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
New Sports Group Limited
100.00
N
Long position
222,816,000
Short position
0
Qianhai Sports Group Limited
Room 2602, 26/F., Lippo Centre, Tower 1, No. 89 Queensway, Admiralty, Hong Kong
New Sports Investment Holding Limited
100.00
Y
Long position
222,816,000
Short position
0
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
2,400,000,000 new ordinary shares of the Company were issued pursuant to the Subscription Agreement dated 10 July 2019 as detailed in the Company's announcement dated 10 July 2019, leading to an overall increase in the shareholding of Mr Yao Jianhui in the Company.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
20/12/2019
(dd/mm/yyyy)