| |
|
Form Serial Number: |
DA20191219E00129
|
| 1.
Date of relevant event: |
16/12/2019
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
08315 |
| 4.
Name of listed corporation: |
長城匯理公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,246,317,523 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Song |
| (Other names) |
Xiaoming |
|
|
|
| 10.
Name of director (Chinese): |
宋晓明 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
|
|
|
|
|
|
|
|
|
| Short position |
| 1503 | You ceased to have a short position in the shares or the number of shares in which you have a short position decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 691,743,922 | 55.62 |
| Short position | 223,859,278 | 18.00 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 691,743,922 | 55.50 |
| Short position | 223,859,278 | 17.96 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 691,743,922 | | Short position | 223,859,278 |
|
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 深圳弘德商务服务有限公司 | 深圳市福田区福田街道岗厦社区深南大道2007号岗厦天元花园4栋2201（金地中心） | 宋晓明 | 100.00 | N | | Long position | 691,743,922 | | Short position | 223,859,278 |
|
| 深圳长城汇理投资股份有限公司 | 中国深圳市前海深港合作区前湾一路1号A栋201室 (中国) | 深圳弘德商务服务有限公司 | 22.00 | N | | Long position | 691,743,922 | | Short position | 223,859,278 |
|
| 深圳长城汇理投资股份有限公司 | 中国深圳市前海深港合作区前湾一路1号A栋201室 (中国) | 宋晓明 | 70.94 | N | | Long position | 691,743,922 | | Short position | 223,859,278 |
|
| 深圳汇理九号投资咨询企业 （有限合伙） | 深圳市福田区福田街道岗厦社区深南大道2007号岗厦天元花园4栋2201（金地中心） | 深圳长城汇理投资股份有限公司 | 99.80 | N | | Long position | 691,743,922 | | Short position | 223,859,278 |
|
| 广州南沙区汇铭投资业务有限公司 | 中国广州市南沙区丰泽东路106号（自编1号楼）X1301-A4347（集群注册）（JM）(中国) | 深圳汇理九号投资咨询企业 （有限合伙） | 99.99 | N | | Long position | 691,743,922 | | Short position | 223,859,278 |
|
| Greatwalle Holding Limited | 7/F, SPA Centre, No. 53-55, Lockhard Road, Wan Chai, HK (香港) | 广州南沙区汇铭投资业务有限公司 | 100.00 | Y | | Long position | 691,743,922 | | Short position | 223,859,278 |
|
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
上市公司發行及配發新普通股，以致本人持有的淡倉百分率水平下跌。
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
19/12/2019
(dd/mm/yyyy)
|
| |