FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20191212E00378
(Amendment to DA20191212E00377)
1. Date of relevant event: 11/12/2019
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01638
4. Name of listed corporation: Kaisa Group Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 6,085,396,697
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) KWOK
(Other names) Ying Shing
10. Name of director (Chinese): 郭英成 
11. Chinese Character Code as printed on HKID Card: 675353912052
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1316There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
 
528,174,457         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,551,098,75625.49
Short position240,500,0003.95
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,551,098,75625.49
Short position240,500,0003.95
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position528,174,457
Short position0
2201Interest of corporation controlled by you
Long position1,022,924,299
Short position240,500,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Short position
4106Unlisted derivatives - Cash settled
        240,500,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Da Feng Investment Company LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin IslandsKWOK Ying Shing100.00Y
Long position314,890,921
Short position240,500,000
Da Chang Investment Company LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin IslandsKWOK Ying Shing100.00Y
Long position708,033,378
Short position0
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
The KYS trustAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position528,174,457
Short position0
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Transfer of interest in the Company held by a cotrolled corporation to a trust.
35. Log/Serial Number of the previous form: DA20191212E00377
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 12/12/2019
(dd/mm/yyyy)