FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20191203E00393
1. Date of relevant event: 28/11/2019
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 03908
4. Name of listed corporation: China International Capital Corporation Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 1,903,714,428
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) CHA
(Other names) Mou Daid Johnson
10. Name of director (Chinese): 查懋德 
11. Chinese Character Code as printed on HKID Card: 268620211795
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1113The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2501Other (you must describe the capacity in the Supplementary Information box)
 		 425,600  HKD  13.5535  13.5535   
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position126,319,6656.64
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position126,745,2656.66
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2501Other (you must describe the capacity in the Supplementary Information box)
Long position122,559,265
2101Beneficial owner
Long position1,260,400
2501Other (you must describe the capacity in the Supplementary Information box)
Long position2,925,600
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Century Advantage LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsCha Mou Daid Johnson0.00N
Long position2,925,600
Century Advantage LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsCCM Trust (Cayman) Limited100.00N
Long position2,925,600
CMC Master Fund Partners, LLCHarvard Business Services Inc., 16192 Coastal Highway, Lewes, Delaware, 19958, United StatesCentury Advantage Limited100.00N
Long position2,925,600
CMC Master Fund, L.P.Harvard Business Services Inc., 16192 Coastal Highway, Lewes, Delaware, 19958, United StatesCMC Master Fund Partners, LLC0.00N
Long position2,925,600
Cagen Holdings LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsCCM Trust (Cayman) Limited100.00N
Long position2,925,600
CMC Master Fund, L.P.Harvard Business Services Inc., 16192 Coastal Highway, Lewes, Delaware, 19958, United StatesCagen Holdings Limited51.10N
Long position2,925,600
CMC Master Offshore Fund, L.P.Maples Corporate Services Limited, Ugland House, P.O. Box 309, Grand Cayman, KY1-1104, Cayman IslandsCMC Master Fund, L.P.100.00Y
Long position2,925,600
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Discretionary Trusts#Addresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position125,484,865
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 24:425,600 shares purchased by a limited partnership over which Mr. Cha has deemed interest. Boxes 27 and 32: 122,559,265 shares held under certain discretionary trusts of which Mr Cha is amongst the discretionary beneficiaries; 2,925,600 shares are deemed interest held by Mr Cha under a limited partnership structure indicated in Box 30 as well as his being one of the discretionary beneficiaries of a discretionary trust.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 03/12/2019
(dd/mm/yyyy)