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Form Serial Number: |
DA20191202E00229
(Amendment to DA20191202E00149)
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| 1.
Date of relevant event: |
31/12/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02178 |
| 4.
Name of listed corporation: |
Petro-king Oilfield Services Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,726,674,682 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LEE |
| (Other names) |
Tommy |
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| 10.
Name of director (Chinese): |
李銘浚 |
| 11.
Chinese Character Code as printed on HKID Card: |
262169003182 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1104 | The number of shares in which you are interested has increased because:
you acquired a security interest in the shares |
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| 2201 | Interest of corporation controlled by you |
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488,920,138 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 337,379,241 | 19.54 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 826,299,379 | 47.85 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 29/04/2015 | | HKD | 0.00001 | HKD | 2.380 | | | 36,493 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 29/04/2016 | | HKD | 0.00001 | HKD | 2.380 | | | 36,493 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 29/04/2017 | | HKD | 0.00001 | HKD | 2.380 | | | 36,495 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| AEASY FINANCE HOLDINGS LIMITED | MORGAN & MORGAN BUILDING, PASEA ESTATE, ROAD TOWN, TORTOLA, BRITISH VIRGIN ISLANDS (British Virgin Islands) | LEE Tommy | 99.99 | N | |
| ZERO FINANCE GROUP HOLDINGS LIMITED | CRICKET SQUARE, HUTCHINS DRIVE, PO BOX 2681, GRAND CAYMAN, KY1-1111, CAYMAN ISLANDS (Cayman Islands) | AEASY FINANCE HOLDINGS LIMITED | 100.00 | N | |
| EARTH AXIS INVESTMENT LIMITED | COMMERCE HOUSE, WICKHAMS CAY I, PO BOX 3140, ROAD TOWN, TORTOLA, BRITISH VIGIN ISLANDS (British Virgin Islands) | ZERO FINANCE GROUP HOLDINGS LIMITED | 100.00 | N | |
| AEASY CREDIT INVESTMENT LIMITED | ROOM 201-6, 2/F, SHUM TOWER, 268 DES VOEUX ROAD CENTRAL, HONG KONG (Hong Kong) | EARTH AXIS INVESTMENT LIMITED | 100.00 | N | |
| ZERO FINANCE HONG KONG LIMITED | ROOM 201-6, 2/F, SHUM TOWER, 268 DES VOEUX ROAD CENTRAL, HONG KONG (Hong Kong) | AEASY CREDIT INVESTMENT LIMITED | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| LEE & LEUNG FAMILY TRUST | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Mr. Tommy Lee is regarded as being interested in 337,269,760 shares by virtue of being a discretionary beneficiary of a trust (namely, Lee & Leung Family Trust). The exercise period for each derivative interests listed in Box 28 above ends on 28 April 2019.
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| 35.
Log/Serial Number of the previous form: |
DA20191202E00149
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
02/12/2019
(dd/mm/yyyy)
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