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Form Serial Number: |
DA20191119E00230
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| 1.
Date of relevant event: |
12/11/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03681 |
| 4.
Name of listed corporation: |
中国抗体制药有限公司 - B |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,006,240,400 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LIU |
| (Other names) |
WENYI |
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| 10.
Name of director (Chinese): |
刘文溢 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| 2201 | Interest of corporation controlled by you |
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212,889,400 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 212,889,400 | 21.16 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 上海杏泽投资管理有限公司 | 上海市虹口区东大名路391-393号(单号)223室 (中国上海） | 刘文溢 | 21.16 | N | |
| 上海月溢投资中心（有限合伙） | 上海市青浦区五厍浜路201号13幢一层C区158室 (中国上海) | 刘文溢 | 21.16 | N | |
| 上海杏泽兴瞻企业管理中心（有限合伙） | 中国（上海）自由贸易试验区浦东大道2123号三楼西南区(中国上海） | 上海杏泽投资管理有限公司 | 7.19 | N | |
| West Biolake Holdings (HK) Limited | Units 303 and 305 to 307,No.15 Science Park West Avenue,Hong Kong Science Park, Pak Shek Kok, New Territories,Hong Kong (Hongkong, China) | 上海杏泽兴瞻企业管理中心（有限合伙） | 7.19 | N | |
| West Biolake Holdings Limited | 30 de Castro Street,Wickhams Cay 1,P.O.Box 4519,Road Town,Tortola,British Virgin Islands(British Virgin Islands) | West Biolake Holdings(HK) Limited | 7.19 | Y | |
| 上海健益兴禾创业投资中心（有限合伙） | 中国(上海)自由贸易试验区浦东大道2123号3E-2810室 (中国上海） | 上海杏泽投资管理有限公司 | 10.76 | N | |
| 上海杏泽兴禾创业投资中心（有限合伙） | 中国(上海)自由贸易试验区浦东大道2123号三楼西南区 (中国上海） | 上海杏泽投资管理有限公司及上海月溢投资中心（有限合伙） | 10.76 | N | |
| Apricot Oversea Holdings Limited | Units 303 and 305 to 307,No.15 Science Park West Avenue,Hong Kong Science Park, Pak Shek Kok, New Territories,Hong Kong (Hongkong, China) | 上海杏泽兴禾创业投资中心（有限合伙）及上海健益兴禾创业投资中心（有限合伙） | 10.76 | N | |
| Apricot Oversea Holdings Limited | 30 de Castro Street,Wickhams Cay 1,P.O.Box 4519,Road Town,Tortola,British Virgin Islands (British Virgin Islands) | Apricot Oversea Holdings Limited | 10.76 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
19/11/2019
(dd/mm/yyyy)
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