| |
|
Form Serial Number: |
DA20191016E00413
|
| 1.
Date of relevant event: |
11/10/2019
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01810 |
| 4.
Name of listed corporation: |
Xiaomi Corporation - W |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
17,364,232,927 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lei |
| (Other names) |
Jun |
|
|
|
| 10.
Name of director (Chinese): |
雷軍 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1102 | The number of shares in which you are interested has increased because:
you were given the shares |
|
|
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
|
2,368,075 |
HKD |
|
|
|
| 3103 | Surrender of rights to shares/debentures |
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,386,362,098 | 13.74 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,388,730,173 | 13.76 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 2,305,520,811 |
|
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Parkway Global Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II. Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | ARK Trust (Hong Kong) Limited | 100.00 | N | | Long position | 2,305,520,811 |
|
| Sunrise Vision Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II. Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Parkway Global Holdings Limited | 100.00 | N | | Long position | 2,305,520,811 |
|
| Smart Mobile Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II. Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Sunrise Vision Holdings Limited | 100.00 | Y | | Long position | 2,246,299,181 |
|
| Smart Player Limited | NovaSage Chambers, Wickham's Cay II, Raod Town, Tortola, British Virgin Islands (British Virgin Islands) | Sunrise Vision Holdings Limited | 100.00 | Y | |
| Techno Frontier Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II. Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | ARK Trust (Hong Kong) Limited | 100.00 | N | |
| Team Guide Limited | Vistra Corporate Services Centre, Wickhams Cay II. Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Techno Frontier Investments Limited | 100.00 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| (private) | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 2,305,520,811 |
|
| (private) | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
The relevant event involved distribution by Morningside China TMT Fund II, L.P. to Team Guide Limited of 2,368,075 class B ordinary shares on 11 Oct 2019. Team Guide Limited is a limited partner investor of Morningside China TMT Fund II, L.P. and received the said distribution as a return of its investment in the Fund.The increase in shareholding of Team Guide Limited did not involve any gift of shares to Team Guide Limited nor any allotment of shares by Xiaomi Corporation to Team Guide Limited.
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
16/10/2019
(dd/mm/yyyy)
|
| |