FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20191011E00110
1. Date of relevant event: 10/10/2019
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 03938
4. Name of listed corporation: LFG Investment Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 405,898,009
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Liu
(Other names) Chi Wai
10. Name of director (Chinese): 廖子慧 
11. Chinese Character Code as printed on HKID Card: 167513111979
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1213The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2101Beneficial owner
 
2101Beneficial owner
 		 0         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,732,1650.43
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,732,1650.43
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position1,732,165
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
30/09/201906/03/2027HKD0HKD0.600  519,649
Long position
4105Unlisted derivatives - Physically settled
30/09/202006/03/2027HKD0HKD0.600  519,649
Long position
4105Unlisted derivatives - Physically settled
30/09/202129/09/2022HKD0HKD0.600  692,867
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
   
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: 103,929 new shares were issued pursuant to the exercise of the Pre-IPO Share Options by a grantee on 10 October 2019, which resulted in an increase in the number of issued shares in class thus a reduced percentage level of interest in the shares. The percentage level of interest is reduced from 0.4269% to 0.4267%, which is not reflected when the figures are rounded to two decimal places.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 11/10/2019
(dd/mm/yyyy)