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Form Serial Number: |
DA20190930E00348
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| 1.
Date of relevant event: |
25/09/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01572 |
| 4.
Name of listed corporation: |
China Art Financial Holdings Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,678,000,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Fan |
| (Other names) |
Zhijun |
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|
| 10.
Name of director (Chinese): |
范志軍 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1308 | There has been a change in nature of your interest in the shares because:
steps have been taken to enforce a security interest in the shares, or rights to such shares held as security, against you |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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94,692,000 |
HKD |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,095,460,000 | 65.28 |
| Short position | 996,000,000 | 59.36 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,000,768,000 | 59.64 |
| Short position | 996,000,000 | 59.36 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 1,000,768,000 | | Short position | 996,000,000 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Mauve Jade Investment Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Fan Zhijun | 67.20 | N | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
|
| Golden Sand Investment Company Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Mauve Jade Investment Limited | 74.10 | N | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
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| Intelligenesis Investment Co., Ltd | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Golden Sand Investment Company Limited | 69.50 | Y | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Xu Min | Addresses of individuals are not displayed. | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
|
| Fan Qinzhi | Addresses of individuals are not displayed. | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
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| Fan Yajun | Addresses of individuals are not displayed. | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
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| Wu Jian | Addresses of individuals are not displayed. | | Long position | 1,000,768,000 | | Short position | 996,000,000 |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
As disclosed in the announcement published by China Art Financial Holdings Ltd (the "Company") dated 25 September 2019, 99,076,000 shares of the Company ("Shares") held by Intelligenesis Investment Co., Ltd ("Intelligenesis") were charged to a securities house in Hong Kong as that time. As Intelligenesis did not fully accommodate a request of the said securities house to provide additional collateral, a forced sale of 94,692,000 Shares was made by the securities house on 25 September 2019.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
30/09/2019
(dd/mm/yyyy)
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