| |
|
Form Serial Number: |
DA20190925E00227
|
| 1.
Date of relevant event: |
20/09/2019
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) |
| 5.
Class of shares: |
A Shares |
| 6.
Number of issued shares in class: |
1,467,191,405 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Liu |
| (Other names) |
Xiaozhong |
|
|
|
| 10.
Name of director (Chinese): |
劉曉鐘 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
|
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 452,703,276 | 30.85 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 452,703,276 | 30.85 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司) | 中國(上海)自由貿易試驗區美盛路173號4層4031室 | Xiaozhong Liu | 50.00 | N | |
| Jiaxing Yuxiang Investment Partnership (Limited Partnership)（嘉興宇祥投資合夥企業（有限合夥）） | 浙江省嘉興市廣益路883號聯創大廈2號樓5層573室-147 | Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司) | 50.00 | Y | |
| Jiaxing Yumin Investment Partnership (Limited Partnership)（嘉興宇民投資合夥企業（有限合夥）） | 浙江省嘉興市廣益路883號聯創大廈2號樓5層573室-149 | Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司) | 50.00 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Ge Li | Addresses of individuals are not displayed. | |
| Ning Zhao | Addresses of individuals are not displayed. | |
| Zhaohui Zhang | Addresses of individuals are not displayed. | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
Xiaozhong Liu held his interests in box 26 jointly with another person and through controlled corporations. A total of 338,349 Restricted A Shares of WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) repurchased on July 19, 2019 were cancelled on September 20, 2019.
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
25/09/2019
(dd/mm/yyyy)
|
| |