FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20190923E00095
1.
Date of relevant event
:
18/09/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00680
4.
Name of listed corporation
:
Nan Hai Corporation Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
68,645,535,794
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Yu
(
Other names
)
Pun Hoi
10.
Name of director (Chinese)
:
于品海
11.
Chinese Character Code as printed on HKID Card
:
006007563189
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
Short position
1403
You came to have a short position in the shares or the number of shares in which you have a short position increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
1,862,068,966
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
40,673,177,261
59.25
Short position
9,000,000,000
13.11
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
40,673,177,261
59.25
Short position
10,862,068,966
15.82
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
40,673,177,261
Short position
10,862,068,966
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Dadi Holdings Limited
12/F., The Octagon, No. 6 Sha Tsui Road, Tsuen Wan, New Territories, Hong Kong (Hong Kong)
Yu Pun Hoi
100.00
N
Long position
40,673,177,261
Short position
10,862,068,966
Rosewood Assets Ltd.
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Dadi Holdings Limited
100.00
Y
Long position
8,041,150,210
Pippen Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Dadi Holdings Limited
100.00
Y
Long position
14,830,245,497
Short position
10,862,068,966
Staverley Assets Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Dadi Holdings Limited
100.00
Y
Long position
4,893,197,974
First Best Assets Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Dadi Holdings Limited
100.00
Y
Long position
9,544,736,998
Unicorn Assets Group Limited
OMC Chambers, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Dadi Holdings Limited
100.00
Y
Long position
3,363,846,582
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
1,862,068,966 shares were further pledged.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
23/09/2019
(dd/mm/yyyy)