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Form Serial Number: |
DA20190909E00159 (Amendment to DA20180802E00347)
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1.
Date of relevant event: |
31/07/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
03638 |
4.
Name of listed corporation: |
Huabang Financial Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
4,390,002,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lu |
(Other names) |
George |
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10.
Name of director (Chinese): |
陸建明 |
11.
Chinese Character Code as printed on HKID Card: |
712016962494 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 3,174,201,333 | 77.62 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 3,174,201,333 | 72.31 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
| Long position | 369,093,333 | Short position | 0 |
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2201 | Interest of corporation controlled by you |
| Long position | 2,805,108,000 | Short position | 0 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2016 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 20/07/2018 | | | | | | | | 194,960,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Forever Star Capital Limited | Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | George Lu | 50.00 | Y | Long position | 2,396,064,000 |
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Super Generation Group Ltd. | Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | George Lu | 100.00 | N | |
Qianhai Health Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (incorporated in the Cayman Islands) | Super Generation Group Ltd. | 47.55 | N | |
QHH Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | Qianhai Health Holdings Limited | 100.00 | N | |
Golden Ball Holdings Limited | 3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | QHH Limited | 100.00 | N | |
Qianhai Health Finance Limited | Room 301-3, 3/F, Wing Tuck Commercial Centre, 177-183 Wing Lok Street, Sheung Wan, Hong Kong (incorporated in Hong Kong) | Golden Ball Holdings Limited | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Box 24: On 31 July 2018, the number of issued shares of the Company increased as a result of the completion of placing of 300,510,000 ordinary shares. Accordingly the percentage figure of the interests in shares of the director decreased. Boxes 25,26,27 and 28 have been revised to include the options granted to Mr. George Lu on 20/7/2018.
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35.
Log/Serial Number of the previous form: |
DA20180802E00347
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
09/09/2019 (dd/mm/yyyy)
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