| |
|
Form Serial Number: |
DA20190814E00222
|
| 1.
Date of relevant event: |
13/08/2019
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
03868 |
| 4.
Name of listed corporation: |
Xinyi Energy Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
6,752,478,471 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lee |
| (Other names) |
Yin Yee |
|
|
|
| 10.
Name of director (Chinese): |
李賢義 |
| 11.
Chinese Character Code as printed on HKID Card: |
262163435030 |
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1112 | The number of shares in which you are interested has increased because:
you became a member of a concert party group or a member of the concert party group acquired more of the shares |
|
|
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
|
396,000 |
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,455,487,729 | 21.55 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,455,883,729 | 21.56 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| |
| 2103 | Interests held jointly with another person |
| |
| 2202 | Interest of your spouse |
| |
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Tung Hai Chi | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Charm Dazzle Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Tow, Tortola, VG1110, British Virigin Islands | Lee Yin Yee | 100.00 | Y | |
| Realbest Investment Limited | Morgan & Morgan Trust Corporation Limited, Pasea Estate, Road Town, Tortorla, British Virgin Islands | Lee Yin Yee | 100.00 | Y | |
| Full Guang Holdings Limited | Palm Grove House., PO Box 438, Road Town, Tortola, British Virgin Islands | Lee Yin Yee | 33.98 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Tung Hai Chi | Addresses of individuals are not displayed. | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| Tung Ching Sai | Addresses of individuals are not displayed. | 228,250,796 |
| Tung Ching Bor | Addresses of individuals are not displayed. | 227,534,473 |
| Li Man Yin | Addresses of individuals are not displayed. | 54,741,099 |
| Lee Sing Din | Addresses of individuals are not displayed. | 148,667,889 |
| Li Ching Wai | Addresses of individuals are not displayed. | 58,571,793 |
| Sze Nang Sze | Addresses of individuals are not displayed. | 72,716,178 |
| Ng Ngan Ho | Addresses of individuals are not displayed. | 54,256,528 |
| Li Ching Leung | Addresses of individuals are not displayed. | 54,766,962 |
| Total number of shares in which a director is interested under sections 317 and 318 | 1,443,940,356 |
|
| |
| 34.
Supplementary information: |
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
|
|
Date of filing this Form 3A: |
14/08/2019
(dd/mm/yyyy)
|
| |