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Form Serial Number: |
DA20190812E00131 (Amendment to DA20190621E00245)
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1.
Date of relevant event: |
19/06/2019 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
03868 |
4.
Name of listed corporation: |
Xinyi Energy Holdings Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
6,752,478,471 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lee |
(Other names) |
Yin Yee |
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10.
Name of director (Chinese): |
李賢義 |
11.
Chinese Character Code as printed on HKID Card: |
262163435030 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
1,449,459,729 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,449,459,729 | 21.87 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,449,459,729 | 21.46 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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2103 | Interests held jointly with another person |
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2202 | Interest of your spouse |
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2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Tung Hai Chi | |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Charm Dazzle Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Tow, Tortola, VG1110, British Virigin Islands | Lee Yin Yee | 100.00 | Y | |
Realbest Investment Limited | Morgan & Morgan Trust Corporation Limited, Pasea Estate, Road Town, Tortorla, British Virgin Islands | Lee Yin Yee | 100.00 | Y | |
Full Guang Holdings Limited | Palm Grove House., PO Box 438, Road Town, Tortola, British Virgin Islands | Lee Yin Yee | 33.98 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Tung Hai Chi | Addresses of individuals are not displayed. | |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
Tung Ching Sai | Addresses of individuals are not displayed. | 225,520,796 |
Tung Ching Bor | Addresses of individuals are not displayed. | 223,840,473 |
Li Man Yin | Addresses of individuals are not displayed. | 54,741,099 |
Lee Sing Din | Addresses of individuals are not displayed. | 148,667,889 |
Li Ching Wai | Addresses of individuals are not displayed. | 58,571,793 |
Sze Nang Sze | Addresses of individuals are not displayed. | 72,716,178 |
Ng Ngan Ho | Addresses of individuals are not displayed. | 54,256,528 |
Li Ching Leung | Addresses of individuals are not displayed. | 54,766,962 |
Total number of shares in which a director is interested under sections 317 and 318 | 1,437,516,356 |
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34.
Supplementary information: |
For details of the capacity in which the interests disclosed, please refer to box 27. The percentage level of interest in the shares has reduced because of the increase of the total number of issued shares from 6,627,349,471 to 6,752,478,471 due to the over-allotment and issue of 125,129,000 shares pursuant to the partial exercise of the over-allotment option.
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35.
Log/Serial Number of the previous form: |
DA20190621E00245
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
12/08/2019 (dd/mm/yyyy)
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