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Form Serial Number: |
DA20190729E00510 (Amendment to DA20190104E00072)
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1.
Date of relevant event: |
31/12/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01070 |
4.
Name of listed corporation: |
TCL电子控股有限公司 |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
2,335,493,874 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
LI |
(Other names) |
Dongsheng |
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10.
Name of director (Chinese): |
李東生 |
11.
Chinese Character Code as printed on HKID Card: |
262126393932 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1316 | There has been a change in nature of your interest in the shares because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2202 | Interest of your spouse | |
2202 | Interest of your spouse | |
44,669 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,304,259,633 | 55.85 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,304,259,633 | 55.85 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2202 | Interest of your spouse |
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2201 | Interest of corporation controlled by you |
| Long position | 1,235,272,639 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2017 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,216 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2018 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,216 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2019 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,218 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2015 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2016 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2017 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2016 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,888 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2017 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,888 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2018 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,890 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2019 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2020 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2020 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2021 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2021 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2022 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2018 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,124 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2019 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,124 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2020 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,123 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | ICHIKAWA Yuki | |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
惠州礪達天成股權投資有限公司 | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | Li Dongsheng | 51.00 | N | Long position | 1,235,272,639 |
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寧波礪達致輝企業管理合夥企業(有限合夥) | 浙江省寧波市大榭開發區永豐路128號39幢102-276室 (中國) | 惠州礪達天成股權投資有限公司 (general partner) | 100.00 | N | Long position | 1,235,272,639 |
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寧波礪達致輝企業管理合夥企業(有限合夥) | 浙江省寧波市大榭開發區永豐路128號39幢102-276室 (中國) | Li Dongsheng (limited partner) | 63.10 | N | Long position | 1,235,272,639 |
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TCL實業控股股份有限公司 (formerly known as TCL實業控股(廣東)股份有限公司) | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | 惠州礪達天成股權投資有限公司 | 10.00 | N | Long position | 1,235,272,639 |
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TCL實業控股股份有限公司 (formerly known as TCL實業控股(廣東)股份有限公司) | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | 寧波礪達致輝企業管理合夥企業(有限合夥) | 90.00 | N | Long position | 1,235,272,639 |
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T. C. L. Industries Holdings (H.K.) Limited | 8th Floor, Building 22E, Phase Three, Hong Kong Science Park, Pak Shek Kok, New Territories, Hong Kong (Hong Kong) | TCL實業控股股份有限公司 (formerly known as TCL實業控股(廣東)股份有限公司) | 100.00 | Y | Long position | 1,235,272,639 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
本人及配偶同時獲歸屬上市法團限制性股份合共44,669股(當中配偶獲歸屬上市法團限制性股份16,325股)。因2018年12月31日購入事件股數更正而相應作出修改; 並就李東生透過所控制的法團所持有的上市法團權益更正方格25和26的股數和補充方格27、28、29和30的權益。
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35.
Log/Serial Number of the previous form: |
DA20190104E00072
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
29/07/2019 (dd/mm/yyyy)
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