| |
|
Form Serial Number: |
DA20190729E00509
(Amendment to DA20181213E00175)
|
| 1.
Date of relevant event: |
11/12/2018
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01070 |
| 4.
Name of listed corporation: |
TCL电子控股有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,335,493,874 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LI |
| (Other names) |
Dongsheng |
|
|
|
| 10.
Name of director (Chinese): |
李東生 |
| 11.
Chinese Character Code as printed on HKID Card: |
262126393932 |
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
|
|
667,000 |
HKD |
3.0000 |
2.9827 |
|
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,301,809,633 | 55.74 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,302,476,633 | 55.77 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2202 | Interest of your spouse |
| |
| 2201 | Interest of corporation controlled by you |
| | Long position | 1,235,272,639 |
|
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2017 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,216 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2018 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,216 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2019 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,218 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2015 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2016 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2017 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2016 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,888 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2017 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,888 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2018 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,890 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2019 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2020 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2020 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2021 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2021 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2022 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2018 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,124 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2019 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,124 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2020 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,123 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | ICHIKAWA Yuki | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 惠州礪達天成股權投資有限公司 | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | Li Dongsheng | 51.00 | N | | Long position | 1,235,272,639 |
|
| 寧波礪達致輝企業管理合夥企業（有限合夥） | 浙江省寧波市大榭開發區永豐路128號39幢102-276室 (中國) | 惠州礪達天成股權投資有限公司 (general partner) | 100.00 | N | | Long position | 1,235,272,639 |
|
| 寧波礪達致輝企業管理合夥企業（有限合夥） | 浙江省寧波市大榭開發區永豐路128號39幢102-276室 (中國) | Li Dongsheng (limited partner) | 63.10 | N | | Long position | 1,235,272,639 |
|
| TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | 惠州礪達天成股權投資有限公司 | 10.00 | N | | Long position | 1,235,272,639 |
|
| TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | 寧波礪達致輝企業管理合夥企業（有限合夥） | 90.00 | N | | Long position | 1,235,272,639 |
|
| T. C. L. Industries Holdings (H.K.) Limited | 8th Floor, Building 22E, Phase Three, Hong Kong Science Park, Pak Shek Kok, New Territories, Hong Kong (Hong Kong) | TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) | 100.00 | Y | | Long position | 1,235,272,639 |
|
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
更正方格24的買入最高價(每股); 並就李東生透過所控制的法團所持有的上市法團權益更正方格25和26的股數和補充方格27、28、29和30的權益。
|
| 35.
Log/Serial Number of the previous form: |
DA20181213E00175
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
29/07/2019
(dd/mm/yyyy)
|
| |