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Form Serial Number: |
DA20190711E00155
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| 1.
Date of relevant event: |
07/12/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01070 |
| 4.
Name of listed corporation: |
TCL电子控股有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,335,493,874 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LI |
| (Other names) |
Dongsheng |
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| 10.
Name of director (Chinese): |
李東生 |
| 11.
Chinese Character Code as printed on HKID Card: |
262126393932 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1113 | The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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1,235,272,639 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 66,536,994 | 2.85 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,301,809,633 | 55.74 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2202 | Interest of your spouse |
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| 2201 | Interest of corporation controlled by you |
| | Long position | 1,235,272,639 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2017 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,216 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2018 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,216 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2019 | 08/03/2021 | HKD | 0 | HKD | 4.483 | | | 1,026,218 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2015 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2016 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2017 | 30/08/2021 | HKD | 0 | HKD | 3.392 | | | 127,581 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2016 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,888 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2017 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,888 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2018 | 01/06/2022 | HKD | 0 | HKD | 4.386 | | | 110,890 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2019 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2020 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2020 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2021 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/05/2021 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/01/2022 | 22/01/2024 | HKD | 0 | HKD | 4.152 | | | 358,450 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2018 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,124 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2019 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,124 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/06/2020 | 24/04/2024 | HKD | 0 | HKD | 3.570 | | | 624,123 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | ICHIKAWA Yuki | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 惠州礪達天成股權投資有限公司 | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | Li Dongsheng | 51.00 | N | | Long position | 1,235,272,639 |
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| 寧波礪達致輝企業管理合夥企業（有限合夥） | 浙江省寧波市大榭開發區永豐路128號39幢102-276室 (中國) | 惠州礪達天成股權投資有限公司 (general partner) | 100.00 | N | | Long position | 1,235,272,639 |
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| 寧波礪達致輝企業管理合夥企業（有限合夥） | 浙江省寧波市大榭開發區永豐路128號39幢102-276室 (中國) | Li Dongsheng (limited partner) | 63.10 | N | | Long position | 1,235,272,639 |
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| TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | 惠州礪達天成股權投資有限公司 | 10.00 | N | | Long position | 1,235,272,639 |
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| TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) | 惠州仲愷高新區惠風三路17號TCL科技大廈22樓 (中國) | 寧波礪達致輝企業管理合夥企業（有限合夥） | 90.00 | N | | Long position | 1,235,272,639 |
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| T. C. L. Industries Holdings (H.K.) Limited | 8th Floor, Building 22E, Phase Three, Hong Kong Science Park, Pak Shek Kok, New Territories, Hong Kong (Hong Kong) | TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) | 100.00 | Y | | Long position | 1,235,272,639 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
As at December 7, 2018, the equity interest of TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) was held as to 90% by 寧波礪達致輝企業管理合夥企業（有限合夥）, 9.999% by 惠州礪達天成股權投資有限公司 and 0.001% by 鍾偉堅. On December 7, 2018, TCL實業控股股份有限公司 (formerly known as TCL實業控股（廣東）股份有限公司) agreed to purchase 100% of T. C. L. Industries Holdings (H.K.) Limited from TCL Corporation. T. C. L. Industries Holdings (H.K.) Limited was interested in 52.89% of TCL Electronics Holdings Ltd. as at December 7, 2018.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
11/07/2019
(dd/mm/yyyy)
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