FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20190704E00072
(Amendment to DA20180528E00221)
1. Date of relevant event: 03/05/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 28/05/2018
(dd/mm/yyyy)
3. Stock code: 03963
4. Name of listed corporation: China Rongzhong Financial Holdings Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 412,509,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Wong
(Other names) Jacqueline Yue Yee
10. Name of director (Chinese): 黄悦怡 
11. Chinese Character Code as printed on HKID Card: 780618781837
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1711Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2305Beneficiary of a trust (other than a discretionary interest)
 		 38,503,380  HKD       
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position164,040,14539.77
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position202,543,52549.10
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2305Beneficiary of a trust (other than a discretionary interest)
Long position182,309,283
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position20,234,242
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Plenty Boom Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsAce York Investment Management Limited100.00N
Long position10,107,066
Legend Crown International LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsAce York Investment Management Limited100.00N
Long position10,127,176
Ace York Investment Management LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongWong Jacqueline Yue Yee50.00Y
Long position20,234,242
Allied Luck Trading LimitedTrient Chambers, P. O. Box 146, Road Town, Tortola, British Virgin IslandsAllied Luck Trust100.00N
Long position182,309,283
Allied Golden Investment LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsAceyork Trust100.00N
Long position182,309,283
Aceyork Investment LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsAceyork Trust100.00N
Long position182,309,283
Ace Solomon Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsAllied Golden Investment Limited50.00N
Long position182,309,283
Ace Solomon Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsAceyork Investment Limited50.00N
Long position182,309,283
Goldbond Group Holdings LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongAllied Luck Trading Limited30.99N
Long position182,309,283
Goldbond Group Holdings LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongAce Solomon Investments Limited26.06N
Long position182,309,283
Perfect Honour LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsGoldbond Group Holdings Limited100.00N
Long position143,805,903
Solomon Glory LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin IslandsGoldbond Group Holdings Limited100.00N
Long position38,503,380
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Allied Luck TrustAddresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position182,309,283
Aceyork TrustAddresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position182,309,283
Ace York Investment Management LimitedAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position20,234,242
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Relevant event: Steps have been taken by Solomon Glory Limited, as lender, to enforce its rights under the security of a loan agreement pursuant to which Yong Hua International Limited has charged, inter aila, its assets including but not limited to the shares it held in China Rongzhong Financial Holdings Company Limited by way of floating charge which has been crystalised into a fixed charge on the relevant date.
35. Log/Serial Number of the previous form: DA20180528E00221
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 04/07/2019
(dd/mm/yyyy)