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Form Serial Number: |
DA20190702E00349
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| 1.
Date of relevant event: |
26/06/2019
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01877 |
| 4.
Name of listed corporation: |
Shanghai Junshi Biosciences Co., Ltd. - B - H Shares |
| 5.
Class of shares: |
Domestic Shares |
| 6.
Number of issued shares in class: |
601,400,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Xiong |
| (Other names) |
Jun |
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|
|
| 10.
Name of director (Chinese): |
熊俊 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
|
|
12,500,000 |
CNY |
|
|
25.9000 |
|
| Short position |
|
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|
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 183,050,736 | 30.44 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 195,550,736 | 32.52 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
| |
| 2201 | Interest of corporation controlled by you |
| |
|
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 深圳前海源本股权投资基金管理有限公司 | 深圳市前海深港合作区前湾一路鲤鱼门街1号前海深港合作管理局综合办公楼A栋201室 | Xiong Jun | 40.00 | N | |
| 苏州本裕天源生物科技合伙企业(有限合伙) | 苏州工业园区唯正路8号 | 深圳前海源本股权投资基金管理有限公司 | 86.28 | Y | |
| 苏州本裕天源生物科技合伙企业(有限合伙) | 苏州工业园区唯正路8号 | 深圳前海源本股权投资基金管理有限公司 | 86.28 | N | |
| 苏州瑞源盛本生物医药管理合伙企业(有限合伙) | 苏州市吴江区松陵镇开发区云黎路北侧 | 深圳前海源本股权投资基金管理有限公司 | 39.52 | Y | |
| 苏州瑞源盛本生物医药管理合伙企业(有限合伙) | 苏州市吴江区松陵镇开发区云黎路北侧 | 深圳前海源本股权投资基金管理有限公司 | 39.52 | N | |
| 上海宝盈资产管理有限公司 | 上海浦东新区花园石桥路33号703室710-712单元 | Xiong Jun | 20.00 | Y | |
| 上海宝盈资产管理有限公司 | 上海浦东新区花园石桥路33号703室710-712单元 | Xiong Jun | 20.00 | N | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
On December 25, 2017, Xiong Jun entered into a concert party agreement (the "2017 Concert Party Agreement"); and on February 26, 2018, he entered into another concert party agreement (the "2018 Concert Party Agreement"). As such, he is deemed to be interested in 132,710,768 domestic shares in Shanghai Junshi Biosciences Co., Ltd held by the other parties to the 2017 Concert Party Agreement and the 2018 Concert Party Agreement respectively.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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|
Date of filing this Form 3A: |
02/07/2019
(dd/mm/yyyy)
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