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Form Serial Number: |
DA20190620E00046
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| 1.
Date of relevant event: |
17/06/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00281 |
| 4.
Name of listed corporation: |
Rivera (Holdings) Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,608,546,511 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
HSU |
| (Other names) |
FENG |
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|
| 10.
Name of director (Chinese): |
徐楓 |
| 11.
Chinese Character Code as printed on HKID Card: |
17762800 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1201 | The number of shares in which you are interested has reduced because:
you completed a sale of the shares |
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| 2201 | Interest of corporation controlled by you |
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|
2,100,000 |
HKD |
0.5000 |
0.5000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 993,733,376 | 38.09 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 991,633,376 | 38.01 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2201 | Interest of corporation controlled by you |
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|
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Step Famous Investment Limited | Rooms 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Hsu Feng | 66.00 | Y | |
| E-Shares Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Hsu Feng | 100.00 | N | |
| King China Holdings Limited | Rooms 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Hsu Feng | 100.00 | N | |
| Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | E-Shares Investments Limited | 9.18 | N | |
| Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | King China Holdings Limited | 12.83 | N | |
| Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | Hsu Feng | 11.50 | N | |
| Tomson Corporation | Level 1, Palm Grove House, Wickham's Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Tomson Group Limited | 100.00 | N | |
| Hoffman Enterprises Corp. | Level 1, Palm Grove House, Wickham's Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Tomson Corporation | 100.00 | N | |
| Cosmos Success Development Limited | Rooms 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Hoffman Enterprises Corp. | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
20/06/2019
(dd/mm/yyyy)
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