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Form Serial Number: |
DA20190603E00063
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1.
Date of relevant event: |
29/05/2019 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00281 |
4.
Name of listed corporation: |
Rivera (Holdings) Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
2,608,546,511 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
HSU |
(Other names) |
FENG |
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10.
Name of director (Chinese): |
徐楓 |
11.
Chinese Character Code as printed on HKID Card: |
17762800 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1201 | The number of shares in which you are interested has reduced because: you completed a sale of the shares | |
2201 | Interest of corporation controlled by you | |
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102,100,000 |
HKD |
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0.5500 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,095,833,376 | 42.00 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 993,733,376 | 38.09 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Step Famous Investment Limited | Rooms 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Hsu Feng | 66.00 | Y | |
E-Shares Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Hsu Feng | 100.00 | N | |
King China Holdings Limited | Rooms 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Hsu Feng | 100.00 | N | |
Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | E-Shares Investments Limited | 9.18 | N | |
Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | King China Holdings Limited | 12.83 | N | |
Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | Hsu Feng | 11.50 | N | |
Tomson Corporation | Level 1, Palm Grove House, Wickham's Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Tomson Group Limited | 100.00 | N | |
Hoffman Enterprises Corp. | Level 1, Palm Grove House, Wickham's Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Tomson Corporation | 100.00 | N | |
Cosmos Success Development Limited | Rooms 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Hoffman Enterprises Corp. | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
The placing of 102,100,000 Shares by Luk Fook Securities (HK) Limited ("Luk Fook") pursuant to the placing agreement dated 24 May 2019 entered into between Step Famous Investment Limited and Luk Fook was crossed on HKEX on 27 May 2019 and completed on 29 May 2019.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
03/06/2019 (dd/mm/yyyy)
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