FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20190531E00347
1.
Date of relevant event
:
28/05/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01282
4.
Name of listed corporation
:
Glory Sun Financial Group Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
27,378,643,711
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Yao
(
Other names
)
Jianhui
10.
Name of director (Chinese)
:
姚建輝
11.
Chinese Character Code as printed on HKID Card
:
120216966540
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1711
Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
78,000
HKD
0.4350
3102
Assets other than cash
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
11,062,227,600
40.40
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
11,062,227,600
40.40
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
11,017,759,600
Short position
0
2101
Beneficial owner
Long position
44,468,000
Short position
0
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Tinmark Development Limited
Akara Bldg., 24 De Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands
Yao Jianhui
100.00
Y
Long position
10,794,943,600
Short position
0
Tinmark Development Limited
Akara Bldg., 24 De Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands
Yao Jianhui
100.00
N
Long position
222,816,000
Short position
0
Glory Sun Financial Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Tinmark Development Limited
39.43
N
Long position
222,816,000
Short position
0
Great Sphere Developements Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Glory Sun Financial Group Limited
100.00
N
Long position
222,816,000
Short position
0
Bao Xin International Asset Management Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Great Sphere Developments Limited
100.00
N
Long position
222,816,000
Short position
0
Hong Kong Bao Xin Asset Management Limited
Rooms 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong
Bao Xin International Asset Management Limited
100.00
N
Long position
222,816,000
Short position
0
Bao Da Financial International Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Great Sphere Developments Limited
100.00
N
Long position
222,816,000
Short position
0
Hong Kong Bao Da Financial Holdings Limited
Rooms 1908-1909, 19/F., Tower 2, Lippo Centre, No. 89 Queensway, Hong Kong
Bao Da Financial International Limited
100.00
N
Long position
222,816,000
Short position
0
Glory Sun Financial Holdings Limited
Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands
Great Sphere Developments Limited
100.00
N
Long position
222,816,000
Short position
0
Golden Affluent Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Glory Sun Financial Holdings Limited
72.00
N
Long position
222,816,000
Short position
0
Proficient Power Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Glory Sun Financial Holdings Limited
20.00
N
Long position
222,816,000
Short position
0
Proficient Power Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Golden Affluent Limited
80.00
N
Long position
222,816,000
Short position
0
Glory Sun Securities Limited
Rooms 1703-1706, 17/F., Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong
Proficient Power Limited
100.00
N
Long position
222,816,000
Short position
0
New Sports Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Hong Kong Bao Xin Asset Management Limited
39.33
N
Long position
222,816,000
Short position
0
New Sports Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Hong Kong Bao Da Financial Holding Limited
27.43
N
Long position
222,816,000
Short position
0
New Sports Group Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands
Glory Sun Securities Limited
0.51
N
Long position
222,816,000
Short position
0
New Sports Investment Holding Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
New Sports Group Limited
100.00
N
Long position
222,816,000
Short position
0
Qianhai Sports Group Limited
Room 2602, 26/F., Lippo Centre, Tower 1, No. 89 Queensway, Admiralty, Hong Kong
New Sports Investment Holding Limited
100.00
Y
Long position
222,816,000
Short position
0
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
on 28 May 2019, a total of 78,000 new shares were alloted and issued by Glory Sun Financial Group Limited ("GSF") pursuant to the unconditional mandatory securities exchange offer with cash alternative. As a result of the allotment and issuance of new shares, the percentage figure of Mr Yao Jianhui's interest in the shares of GSF has reduced.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
31/05/2019
(dd/mm/yyyy)