FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20190410E00222
1.
Date of relevant event
:
04/04/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
03908
4.
Name of listed corporation
:
China International Capital Corporation Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
1,727,714,428
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
BONDERMAN
(
Other names
)
David
10.
Name of director (Chinese)
:
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1201
The number of shares in which you are interested has reduced because:
you completed a sale of the shares
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
128,812,290
HKD
18.5800
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
171,749,719
9.94
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
42,937,429
2.49
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
42,937,429
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
TPG Group Holdings (SBS) Advisors, Inc.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
David Bonderman
50.00
N
Long position
42,937,429
TPG Group Holdings (SBS) Advisors, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Group Holdings (SBS) Advisors, Inc.
100.00
N
Long position
42,937,429
TPG Group Holdings (SBS), L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Group Holdings (SBS) Advisors, LLC
100.00
N
Long position
42,937,429
TPG Holdings I-A, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Group Holdings (SBS), L.P.
100.00
N
Long position
42,937,429
TPG Holdings I, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Holdings I-A, LLC
100.00
N
Long position
42,937,429
TPG Asia GenPar V Advisors, Inc.
Maples and Calder, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
TPG Holdings I, L.P.
100.00
N
Long position
42,937,429
TPG Asia GenPar V, L.P.
Maples and Calder, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
TPG Asia GenPar V Advisors, Inc.
100.00
N
Long position
42,937,429
TPG Holdings II-A, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Group Holdings (SBS), L.P.
100.00
N
Long position
42,937,429
TPG Holdings II, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Holdings II-A, LLC
100.00
N
Long position
42,937,429
TPG Holdings II Sub, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Holdings II, L.P.
100.00
N
Long position
42,937,429
TPG Capital Advisors, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Holdings II Sub, L.P.
100.00
N
Long position
42,937,429
TPG Capital Management, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Capital Advisors, LLC
100.00
N
Long position
42,937,429
TPG Capital Management, L.P.
Corporate Creations Network Inc., 4265 San Felipe, #100. Houston, Texas 77027
TPG Capital Management, LLC
100.00
N
Long position
42,937,429
TPG Asia V Delaware, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Asia GenPar V, L.P.
50.00
Y
Long position
42,937,429
TPG Asia V Delaware, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware 19807, USA
TPG Capital Management, L.P.
50.00
Y
Long position
42,937,429
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
10/04/2019
(dd/mm/yyyy)