| |
|
Form Serial Number: |
DA20190322E00224
|
| 1.
Date of relevant event: |
21/03/2019
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
03360 |
| 4.
Name of listed corporation: |
Far East Horizon Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,954,197,606 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Liu |
| (Other names) |
Haifeng David |
|
|
|
| 10.
Name of director (Chinese): |
劉海峰 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1303 | There has been a change in nature of your interest in the shares because:
you have exercised rights to the shares under equity derivatives |
|
|
| 2201 | Interest of corporation controlled by you |
|
118,000,000 |
HKD |
|
|
7.6900 |
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 316,442,100 | 8.00 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 316,442,100 | 8.00 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 04/07/2018 | 03/07/2019 | | | | | | | 600,000 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| DCP, Ltd. | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | LIU Haifeng David | 50.00 | N | |
| DCP, Ltd. | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | WOLHARDT Julian Juul | 50.00 | N | |
| DCP Partners Limited | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP, Ltd. | 100.00 | N | |
| DCP General Partner, Ltd | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP Partners Limited | 100.00 | N | |
| DCP Capital Partners L.P. | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP General Partner, Ltd (as general partner) | 100.00 | N | |
| Capital Bridge Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP Capital Partners L.P. | 100.00 | N | |
| Capital Rise Limited | 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands | Capital Bridge Limited | 100.00 | Y | |
| Capital Lead Limited | 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands | Capital Bridge Limited | 100.00 | Y | |
| New Trace Limited | Vistra Corporate Service Centre, Wickhams Cay II, Road Town, Tortola, VG1110 Birtish Virgin Islands | LIU Haifeng David | 100.00 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
Box 24 and 28: The right of first refusal in respect of 118,000,000 ordinary shares in the listed corporation was exercised through Capital Rise Limited. For details of the right of first refusal, please refer to the notice filed on June 25, 2018.
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
22/03/2019
(dd/mm/yyyy)
|
| |