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Form Serial Number: |
DA20190306E00041
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| 1.
Date of relevant event: |
01/03/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00281 |
| 4.
Name of listed corporation: |
Rivera (Holdings) Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,608,546,511 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
HSU |
| (Other names) |
FENG |
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| 10.
Name of director (Chinese): |
徐楓 |
| 11.
Chinese Character Code as printed on HKID Card: |
17762800 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1301 | There has been a change in nature of your interest in the shares because:
the shares have been delivered to you and you have not previously notified the purchase of the shares |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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44,200 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 844,193,050 | 32.36 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 844,193,050 | 32.36 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Step Famous Investment Limited 進譽投資有限公司 | Room 1507, 15/F., Wing On Centre, 111 Connaught Road Central, Hong Kong and Hong Kong | Hsu Feng 徐楓 | 66.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
On 01/3/2019, Step Famous became the registered legal and beneficial owner of additional 44,200 ordinary shares of the Company acquired under valid acceptances it received on 22/2/2019 and 25/2/2019 respectively of the voluntary conditional general cash offer made on its behalf on 11/1/2019 to acquire all the issued shares of the Company (other than those already owned by or to be acquired by it and parties acting in concert with it) and which became unconditional in all respects on 11/2/2019.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
06/03/2019
(dd/mm/yyyy)
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