FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20190204E00028
1.
Date of relevant event
:
01/02/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00803
4.
Name of listed corporation
:
Prosperity International Holdings (H.K.) Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
12,743,080,027
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Wong
(
Other names
)
Ben Koon
10.
Name of director (Chinese)
:
黃炳均
11.
Chinese Character Code as printed on HKID Card
:
780635210971
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
12042
The number of shares in which you are interested has reduced because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you were under an obligation to take the underlying shares
2101
Beneficial owner
131,746,833
HKD
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
8,467,730,246
66.45
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
8,335,983,413
65.42
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
1,931,075,612
2201
Interest of corporation controlled by you
Long position
6,382,267,801
2202
Interest of your spouse
Long position
22,640,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Shing Shing Wai
Long position
22,640,000
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Prosperity Minerals Group Limited
Sea Meadow House, Blackburne Highway, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Capital Growth Limited
67.20
Y
Long position
2,115,673,124
Max Will Profits Limited
P.O. Box 957, Offshore Incorporation Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Capital Growth Limited
65.00
Y
Long position
2,639,514
Max Start Holdings Limited
P.O. Box 957, Offshore Incorporation Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Capital Growth Limited
65.00
Y
Long position
2,639,514
Elite Force (Asia) Limited
263 Main Street, P.O. Box 2196, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Capital Growth Limited
100.00
Y
Long position
1,927,982,316
Keen Phoenix Limited
Commonwealth Trust Limited, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
50.00
N
Long position
2,333,333,333
Super Chine Holdings Limited
263 Main Street, P.O. Box 2196, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Keen Phoenix Limited
100.00
N
Long position
2,333,333,333
Prosperity Materials (International) Limited
Suites 1801-6, 18/F., Tower 2, The Gateway, Harbour City, 25 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
Super Chine Holdings Limited
95.00
Y
Long position
2,333,333,333
Capital Growth Limited
Suites 1801-6, 18/F., Tower 2, The Gateway, Harbour City, 25 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
Wong Ben Koon
100.00
N
Long position
4,048,934,468
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
As at 16/1/2019, Mr. Wong Ben Koon and Prosperity Minerals Group Limited ("PMGL") entered into a put option deed which granted an option to a third party to sell 131,746,833 shares to any or both of Mr. Wong and PMGL. The put option deed expired on 1/2/2019 and therefore Mr. Wong and PMGL ceased to have long position in respect of such 131,746,833 shares
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
04/02/2019
(dd/mm/yyyy)